Leo C. Lesch

OSAIC WEALTH

Brookfield, WI 53005

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CRD#: 5502890

Professional summary

Leo Craig Lesch, CFP®, who also goes by Leo Lesch, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Brookfield, Wisconsin.

Leo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Leo has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Leo Lesch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) VORTEX LEASING, LLC POSITION: Member/Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2009 ADDRESS: 5108 Pinetree Circle, Racine WI 53402, United States; DESCRIPTION: The LLC currently owns two helicopters and operates as a leasing agent to several commercial pilots and helicopter businesses. I am a commercial pilot. This LLC allows the commercial pilots and helicopter businesses to have operational control over the aircraft while mitigating the LLCs risk according to FAA and insurance relationships. 2) SKY GUARD PLANNING POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/14/2015 ADDRESS: W275N6964 Leslie Lane, Hartland WI 53029, United States DESCRIPTION: Used to sell fixed insurance through this DBA, but no longer use it. Am going to keep the business name active to prevent any other business to start with the same name. 3) BSA PAC POSITION: Council Past Executive President NATURE: Non-Profit Organization (Potawatomi Area Council - Boy Scouts of America) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/25/2022 ADDRESS: 804 Bluemound Road, Waukesha WI 53188, United States DESCRIPTION: Serve as the Past Council President and volunteer of the Potawatomi Area Council. Serve as Chair of the Nominating Committee. Identify and help recruit an ever stronger Board. Serve as Volunteer Representative for the Council in the community. 4) MPC ADVISERS POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 150 START DATE: 02/28/2022 ADDRESS: 16655 W. Bluemound Rd., Suite 150, Brookfield WI 53005, United States DESCRIPTION: Provide comprehensive financial planning and wealth management services to individual and corporate relationships.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leo Craig Lesch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Leo Craig Lesch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

January 19, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 16655 W Bluemound Rd Suite 150, Brookfield, WI 53005

RIA

CRD#: 23131

Brookfield, WI

Current

January 19, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 16655 W Bluemound Rd Suite 150, Brookfield, WI 53005

RIA

CRD#: 23131

Brookfield, WI

Past

June 1, 2017 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

BROOKFIELD, WI

Past

June 1, 2017 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

BROOKFIELD, WI

Past

March 28, 2008 - June 5, 2017

WADDELL & REED

RIA

CRD#: 866

WAUKESHA, WI

Past

March 21, 2008 - June 5, 2017

WADDELL & REED

CRD#: 866

WAUKESHA, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/19/2024)

Arkansas
(1/19/2024)

IAR

Arkansas
(1/19/2024)

California
(1/19/2024)

Colorado
(1/19/2024)

Florida
(1/19/2024)

Illinois
(1/19/2024)

Indiana
(1/19/2024)

IAR

Indiana
(1/19/2024)

Iowa
(1/19/2024)

Maryland
(1/19/2024)

Michigan
(1/19/2024)

IAR

Michigan
(1/19/2024)

Minnesota
(1/19/2024)

Montana
(1/19/2024)

New Mexico
(1/19/2024)

New York
(1/19/2024)

North Carolina
(1/19/2024)

IAR

North Carolina
(1/19/2024)

Ohio
(1/19/2024)

IAR

Ohio
(1/19/2024)

Oklahoma
(1/19/2024)

Pennsylvania
(1/19/2024)

IAR

Pennsylvania
(1/19/2024)

Texas
(1/19/2024)

IAR

Texas
(1/19/2024)

Utah
(1/19/2024)

Wisconsin
(1/19/2024)

IAR

Wisconsin
(1/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/27/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/20/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Leo C. Lesch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leo Craig Lesch's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Leo Craig Lesch's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

WADDELL & REED

WADDELL & REED

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/27/2008

SIE

Date: 10/1/2018

Series 7

Date: 3/20/2008

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

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