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Saxon T. Knight

SKG CAPITAL ADVISORS
Albuquerque, NM 87109
Some features on this profile are disabled
CRD#: 5502472
SK

Professional summary

Saxon Thomas Knight, CFP®, who also goes by Saxon Thomas Knight Mr., is a registered financial advisor currently at SKG CAPITAL ADVISORS, LLC located in Albuquerque, New Mexico.

Saxon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Saxon has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Saxon Thomas Knight Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RON SKLAR AND ASSOCIATES, LLC - 5700 HARPER DR NE, STE 100, ALBUQUERQUE, NM 87109 - INS AGENT - 2011 - 1 HR/MO/TRD HRS - OFFER LONG TERM CARE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Saxon Thomas Knight's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2011

Experience

Current

April 17, 2017 - Present

SKG CAPITAL ADVISORS, LLC

Office #1: 6757 Academy Road, Ne Suite A, Albuquerque, NM 87109
RIA
CRD#: 286554
Albuquerque, NM
Past

September 20, 2011 - May 11, 2017

SSN ADVISORY, INC.

RIA
CRD#: 126090
ALBUQUERQUE, NM
Past

September 19, 2011 - May 11, 2017

SECURITIES SERVICE NETWORK, LLC

BD
CRD#: 13318
ALBUQUERQUE, NM
Past

March 11, 2010 - September 23, 2011

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
ALBUQUERQUE, NM
Past

February 3, 2010 - September 23, 2011

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
ALBUQUERQUE, NM
Past

June 12, 2008 - August 4, 2009

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
ENGLEWOOD, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SKG CAPITAL ADVISORS, LLC
RON SKLAR ASSOCIATES, LLC | SKLAR CAPITAL ADVISORS, LLC | SKLAR CAPITAL ADVISORS | SKG CAPITAL ADVISORS, LLC

CRD#: 286554 / SEC#: 801-125789

RIA
Registered Investment Advisory firm - (6/2/2022 Approved)
New Mexico
Registered Investment Advisory firm - (6/27/2022 Terminated)
Texas
Registered Investment Advisory firm - (6/27/2022 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(1/31/2024)
IAR
California
(1/4/2024)
IAR
New Mexico
(4/17/2017)
IAR
Texas
(8/15/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/23/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/13/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/11/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/11/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/24/2011
General Securities Principal Examination

Current Firm

SC
SKG CAPITAL ADVISORS, LLC
RON SKLAR ASSOCIATES, LLC | SKLAR CAPITAL ADVISORS, LLC | SKLAR CAPITAL ADVISORS | SKG CAPITAL ADVISORS, LLC

CRD#: 286554 / SEC#: 801-125789

RIA
Registered Investment Advisory firm - (6/2/2022 Approved)
New Mexico
Registered Investment Advisory firm - (6/27/2022 Terminated)
Texas
Registered Investment Advisory firm - (6/27/2022 Terminated)
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Contact information

Main Address
6757 Academy Road, Ne Suite A, Albuquerque, NM 87109
Mailing Address
Phone number
(505) 856-5444
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DISCLOSURE BROCHURE (3/11/2025)
FORM ADV PART 2A APPENDIX 1 (3/11/2025)

Regulatory assets under management

Total Number of Accounts278
AUM (Assets Under Management)$ 119,151,504

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SKG CAPITAL ADVISORS, LLC

CRD#: 286554Albuquerque, NM 87109

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