David S. Sweat
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Scott Sweat, CFP® was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2008. David had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2008
Experience
May 2, 2013 - June 16, 2017
AOG WEALTH MANAGEMENT
May 1, 2013 - June 16, 2017
KALOS CAPITAL, INC.
February 28, 2012 - May 2, 2013
CETERA ADVISORS LLC
February 9, 2012 - February 28, 2012
PACIFIC WEST FINANCIAL CONSULTANTS INC
December 23, 2011 - May 2, 2013
CETERA ADVISORS LLC
January 14, 2009 - December 23, 2011
PACIFIC WEST FINANCIAL CONSULTANTS INC
November 17, 2008 - December 23, 2011
PACIFIC WEST SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
AOG WEALTH MANAGEMENT
CRD#: 159026 / SEC#: 801-77736
Contact information
Red Flags
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