Marcie A. Carroll
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marcie Ann Carroll, who also goes by Marcella Ann Carroll, Marcie Ann Carroll, Marcella Ann Sernyak, Marcie Ann Sernyak, was a registered financial professional .
Marcie is a previously registered financial professional and started their career in finance in 2014. Marcie had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2019 - March 30, 2021
GREENLEAF ADVISORS
June 19, 2014 - March 25, 2019
CARROLL CONSULTANTS ADVISORS, LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
GREENLEAF ADVISORS
CRD#: 172332 / SEC#: 801-80155
Contact information
Regulatory assets under management
| Total Number of Accounts | 58 |
| AUM (Assets Under Management) | $ 900,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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