Frank P. Novel
Professional summary
Frank P. Novel is a registered financial professional currently at METROPOLITAN CAPITAL INVESTMENT BANC, INC. located in Chicago, Illinois.
Frank is registered as a RR (Registered Representative) and started their career in finance in 2008. Frank has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 62, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frank P. Novel's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 12, 2009 - Present
METROPOLITAN CAPITAL INVESTMENT BANC, INC.
Office #1: 9 East Ontario, Chicago, IL 60611Office #2: 9 East Ontario, Chicago, IL 60611April 16, 2008 - August 31, 2009
GAR WOOD SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/28/2014)
(8/13/2009)
(2/10/2014)
(4/30/2014)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
METROPOLITAN CAPITAL INVESTMENT BANC, INC.
CRD#: 148820 / SEC#: , 8-68075
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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