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For Advisors
ER

Emiliano Rios Caban

AUTOPILOT
NEW YORK, NY 10003
Some features on this profile are disabled
CRD#: 5501141
ER

Professional summary

Emiliano Rios Caban, who also goes by Emiliand Rios, Jon Rios, Emiliano Rios, is a registered financial advisor currently at AUTOPILOT located in New York, New York.

Emiliano is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Emiliano has worked at 16 firms and has passed the Series 66, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Emiliand Rios | Jon Rios | Emiliano Rios

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emiliano Rios Caban's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 29, 2026 - Present

AUTOPILOT

Office #1: 821 Broadway 4th Floor, New York, NY 10003
RIA
CRD#: 331749
NEW YORK, NY
Past

August 11, 2024 - October 17, 2025

MERCURY INVESTMENT SERVICES LLC

BD
CRD#: 324657
New York City, NY
Past

June 7, 2024 - October 17, 2025

MERCURY ADVISORY, LLC

RIA
CRD#: 308960
NYC, NY
Past

September 21, 2023 - October 11, 2024

FRUITFUL

RIA
CRD#: 322603
NEW YORK, NY
Past

July 21, 2022 - April 13, 2023

SECFI ADVISORY LIMITED

RIA
CRD#: 306961
NEW YORK, NY
Past

January 27, 2022 - April 13, 2023

SECFI SECURITIES, LLC

BD
CRD#: 302112
NEW YORK, NY
Past

November 7, 2019 - September 11, 2020

M1 FINANCE

RIA
CRD#: 249787
CHICAGO, IL
Past

August 12, 2019 - September 11, 2020

M1 FINANCE LLC

BD
CRD#: 281242
CHICAGO, IL
Past

January 25, 2017 - May 7, 2018

WEALTHFRONT ADVISERS LLC

RIA
CRD#: 148456
REDWOOD CITY, CA
Past

January 24, 2017 - May 7, 2018

WEALTHFRONT BROKERAGE LLC

BD
CRD#: 153407
Redwood City, CA
Past

March 1, 2016 - December 20, 2016

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Lone Tree, CO
Past

March 1, 2016 - December 20, 2016

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX
Past

April 18, 2014 - February 11, 2016

BMO HARRIS FINANCIAL ADVISORS, INC.

RIA
CRD#: 137115
CHICAGO, IL
Past

April 18, 2014 - February 11, 2016

BMO HARRIS FINANCIAL ADVISORS, INC.

BD
CRD#: 137115
CHICAGO, IL
Past

October 10, 2012 - April 1, 2014

B. C. ZIEGLER AND COMPANY

RIA
CRD#: 61
CHICAGO, IL
Past

October 10, 2012 - April 1, 2014

B. C. ZIEGLER AND COMPANY

BD
CRD#: 61
CHICAGO, IL
Past

September 5, 2012 - October 4, 2012

FIFTH THIRD SECURITIES, INC.

RIA
CRD#: 628
CHICAGO, IL
Past

September 5, 2012 - October 4, 2012

FIFTH THIRD SECURITIES, INC.

BD
CRD#: 628
CHICAGO, IL
Past

January 31, 2011 - April 27, 2012

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
CHICAGO, IL
Past

November 8, 2010 - April 27, 2012

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
CHICAGO, IL
Past

June 28, 2010 - October 15, 2010

THE HUNTINGTON INVESTMENT COMPANY

RIA
CRD#: 16986
COLUMBUS, OH
Past

August 26, 2008 - October 15, 2010

THE HUNTINGTON INVESTMENT COMPANY

BD
CRD#: 16986
COLUMBUS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AU
AUTOPILOT
AUTOPILOT | AUTOPILOT ADVISERS, LLC

CRD#: 331749 / SEC#: 801-130594

RIA
Registered Investment Advisory firm - (7/30/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(1/29/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/24/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 5/7/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/25/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 53
Date: 5/26/2010
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/22/2008
General Securities Principal Examination

Current Firm

AU
AUTOPILOT
AUTOPILOT | AUTOPILOT ADVISERS, LLC

CRD#: 331749 / SEC#: 801-130594

RIA
Registered Investment Advisory firm - (7/30/2024 Approved)
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Contact information

Main Address
821 Broadway 4th Floor, New York, NY 10003
Mailing Address
Phone number
(646) 574-4316
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AUTOPILOT ADVISERS FORM ADV PART 2A BROCHURE (11/19/2025)

Regulatory assets under management

Total Number of Accounts132,559
AUM (Assets Under Management)$ 461,989,873

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AUTOPILOT

CRD#: 331749New York, NY 10003

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