Eric J. Mcclain
APPROACH RETIREMENT ADVISORS
Vestavia, AL 35243
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CRD#: 5500918
Professional summary
Eric Jason Mcclain, CFP® is a registered financial advisor currently at APPROACH RETIREMENT ADVISORS, LLC located in Vestavia, Alabama.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Eric has worked at 2 firms .
Question & Answer
What are your service offerings?
Investment Planning
Comprehensive Financial Planni...
Retirement Income Management
Insurance Planning
Estate Planning
Retirement Planning
Tax Planning
Do you have an area of expertise or specialization?
Baby Boomers
Business Owners
Generation X
Investment Advice with Ongoing...
Retirement Planning & Distribu...
Tax Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Other Business Name: Kairos Properties, LLC
Investment Related: Yes, to invest and hold real estate.
Current Address: 3928 Cypress Drive, Suite 100, Vestavia, AL 35243
Nature of other business: Kairos Properties, LLC was formed to purchase and develop real estate which McClain Lovejoy Financial Planning, LLC and Keysys Consulting, Inc. will lease and occupy.
Position and title: No position. Minority member with 6.7% stake.
Start Date: January 8th, 2020
Approximate hours per month: 1 hour.
Approximate hours during trading hours: Zero hours.
Duties: no duties.
CRS (Client Relationship Summary) - RIA
Click below to view Eric Jason Mcclain's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
January 28, 2013 - Present
APPROACH RETIREMENT ADVISORS, LLC
Office #1: 3928 Cypress Drive Suite 150, Vestavia, AL 35243RIA
CRD#: 166221
Vestavia, AL
Past
February 9, 2010 - August 16, 2013
WESBAN FINANCIAL CONSULTANTS, P.C.
RIA
CRD#: 110531
BIRMINGHAM, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
APPROACH RETIREMENT ADVISORS, LLC
APPROACH RETIREMENT ADVISORS, LLC | MCCLAIN LOVEJOY FINANCIAL PLANNING, LLC | KAIROS PROPERTIES, LLC
CRD#: 166221 / SEC#: 801-121714
RIA
Registered Investment Advisory firm - (7/7/2021 Approved)Alabama
Registered Investment Advisory firm - (7/8/2021 Terminated)Georgia
Registered Investment Advisory firm - (7/8/2021 Terminated)Texas
Registered Investment Advisory firm - (7/8/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(1/28/2013)
IAR
Georgia(2/4/2013)
IAR
Texas(4/7/2015)
Exams
Current Firm
APPROACH RETIREMENT ADVISORS, LLC
APPROACH RETIREMENT ADVISORS, LLC | MCCLAIN LOVEJOY FINANCIAL PLANNING, LLC | KAIROS PROPERTIES, LLC
CRD#: 166221 / SEC#: 801-121714
RIA
Registered Investment Advisory firm - (7/7/2021 Approved)Alabama
Registered Investment Advisory firm - (7/8/2021 Terminated)Georgia
Registered Investment Advisory firm - (7/8/2021 Terminated)Texas
Registered Investment Advisory firm - (7/8/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3928 Cypress Drive Suite 150, Birmingham, AL 35243
Mailing Address
Phone number
(205) 588-8637
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 546 |
| AUM (Assets Under Management) | $ 199,408,341 |
Red Flags
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Company Information
APPROACH RETIREMENT ADVISORS, LLC
CRD#: 166221Vestavia, AL 35243TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
