Eric J. Mcclain
APPROACH RETIREMENT ADVISORS
Vestavia, AL 35243
Some features on this profile are disabled
CRD#: 5500918
Professional summary
Eric Jason Mcclain, CFP® is a registered financial advisor currently at APPROACH RETIREMENT ADVISORS, LLC located in Vestavia, Alabama.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Eric has worked at 2 firms .
Core Areas of Focus
Baby Boomers
Business Owners
Generation X
Investment Advice with Ongoing Management
Retirement Planning & Distribution Rules
Tax Planning
Question & Answer
What are your service offerings?
Investment Planning
Comprehensive Financial Planni...
Retirement Income Management
Insurance Planning
Estate Planning
Retirement Planning
Tax Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Eric Jason Mcclain's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
January 28, 2013 - Present
APPROACH RETIREMENT ADVISORS, LLC
Office #1: 3928 Cypress Drive Suite 150, Vestavia, AL 35243RIA
CRD#: 166221
Vestavia, AL
Past
February 9, 2010 - August 16, 2013
WESBAN FINANCIAL CONSULTANTS, P.C.
RIA
CRD#: 110531
BIRMINGHAM, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
APPROACH RETIREMENT ADVISORS, LLC
APPROACH RETIREMENT ADVISORS, LLC | MCCLAIN LOVEJOY FINANCIAL PLANNING, LLC | KAIROS PROPERTIES, LLC
CRD#: 166221 / SEC#: 801-121714
RIA
Registered Investment Advisory firm - (7/7/2021 Approved)Alabama
Registered Investment Advisory firm - (7/8/2021 Terminated)Georgia
Registered Investment Advisory firm - (7/8/2021 Terminated)Texas
Registered Investment Advisory firm - (7/8/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(1/28/2013)
IAR
Georgia(2/4/2013)
IAR
Texas(4/7/2015)
Exams
Current Firm
APPROACH RETIREMENT ADVISORS, LLC
APPROACH RETIREMENT ADVISORS, LLC | MCCLAIN LOVEJOY FINANCIAL PLANNING, LLC | KAIROS PROPERTIES, LLC
CRD#: 166221 / SEC#: 801-121714
RIA
Registered Investment Advisory firm - (7/7/2021 Approved)Alabama
Registered Investment Advisory firm - (7/8/2021 Terminated)Georgia
Registered Investment Advisory firm - (7/8/2021 Terminated)Texas
Registered Investment Advisory firm - (7/8/2021 Terminated)PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3928 Cypress Drive Suite 150, Birmingham, AL 35243
Mailing Address
Phone number
(205) 588-8637
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 547 |
| AUM (Assets Under Management) | $ 227,468,365 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
APPROACH RETIREMENT ADVISORS, LLC
CRD#: 166221Vestavia, AL 35243TRUST BUT VERIFY
Monitor Eric Mcclain
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
