Jaime Pandal Fernandez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jaime Pandal Fernandez, who also goes by Jaime Pandal, Jaime Pandal - Fernandez, Jaime Pandal - Franandez, was a registered financial professional .
Jaime is a previously registered financial professional and started their career in finance in 2009. Jaime had worked at 5 firms and has passed the Series 65, Series 66, Series 3 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2015 - September 15, 2025
ATLAS ASSET MANAGEMENT LLC
January 21, 2015 - April 7, 2015
ATLAS ASSET MANAGEMENT LLC
November 29, 2012 - October 2, 2014
SANTANDER ASSET MANAGEMENT
May 10, 2012 - August 15, 2014
SANTANDER SECURITIES LLC
March 13, 2009 - May 3, 2012
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
March 13, 2009 - May 3, 2012
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
ATLAS ASSET MANAGEMENT LLC
CRD#: 173561 / SEC#: 801-119872
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ATLAS ASSET MANAGEMENT LLC
CRD#: 173561 / SEC#: 801-119872
Contact information
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 19 |
| AUM (Assets Under Management) | $ 700,609,861 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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