Yvette R. Ferris
Professional summary
Yvette Renee Ferris, who also goes by Yvette R Ferris, is a registered financial advisor currently at TRUSTAGE INVESTMENT MANAGEMENT located in Monona, Wisconsin and CUNA BROKERAGE SERVICES, INC. located in Parkersburg, Iowa.
Yvette is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Yvette has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Yvette Renee Ferris's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 5, 2023 - Present
TRUSTAGE INVESTMENT MANAGEMENT
April 5, 2023 - Present
CUNA BROKERAGE SERVICES, INC.
May 18, 2022 - April 25, 2023
LPL FINANCIAL LLC
May 18, 2022 - April 25, 2023
LPL FINANCIAL LLC
October 4, 2017 - May 18, 2022
CUNA BROKERAGE SERVICES, INC.
October 4, 2017 - May 18, 2022
CUNA BROKERAGE SERVICES, INC.
February 11, 2016 - March 28, 2017
PNC WEALTH MANAGEMENT LLC
February 9, 2016 - March 28, 2017
PNC WEALTH MANAGEMENT LLC
August 4, 2015 - January 21, 2016
MWA FINANCIAL SERVICES INC.
July 15, 2014 - June 30, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
July 11, 2014 - June 30, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
October 15, 2013 - July 14, 2014
WELLS FARGO CLEARING SERVICES, LLC
January 5, 2012 - July 14, 2014
WELLS FARGO CLEARING SERVICES, LLC
May 4, 2010 - October 31, 2011
CHASE INVESTMENT SERVICES CORP.
March 27, 2008 - November 13, 2009
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
TRUSTAGE INVESTMENT MANAGEMENT
CRD#: 105960 / SEC#: 801-18140
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
TRUSTAGE INVESTMENT MANAGEMENT
CRD#: 105960 / SEC#: 801-18140
Contact information
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 363 |
| AUM (Assets Under Management) | $ 37,252,230,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
