RR
Roshanna B. Richardson
CITIZENS SECURITIES
Newark, NJ 07105
Some features on this profile are disabled
CRD#: 5500629
RR
Professional summary
Roshanna Bianca Richardson, who also goes by Roshanna B Richardson, Roshanna Bianca Richardson, is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Newark, New Jersey.
Roshanna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Roshanna has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Roshanna B Richardson | Roshanna Bianca Richardson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Owner - 2819 Eastshire LLC, Monthly Compensation / Net Profit: $0, Date of Initial Involvement: 11/2018, Amount of time Devoted on a Monthly Basis: 6 Hours 2. Owner - ProMunn Holdings LLC, Monthly Compensation / Net Profit: $0, Amount of time Devoted on a Monthly Basis: 6 Hours
CRS (Client Relationship Summary) - RIA
Click below to view Roshanna Bianca Richardson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Roshanna Bianca Richardson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 6, 2024 - Present
CITIZENS SECURITIES, INC.
Office #1: 255 Lafayette Street Nj150, Newark, NJ 07105Office #2: 275 Chestnut Street Nj114, Newark, NJ 07105Office #3: 1065 Stuyvesant Ave Nj226, Irvington, NJ 07111Office #4: 829 Sanford Ave Nj200, Newark, NJ 07106Office #5: 1331 Springfield Ave Nj228, Supreme, NJ 07111RIA
BD
CRD#: 39550
Newark, NJ
Current
February 6, 2024 - Present
CITIZENS SECURITIES, INC.
Office #1: 255 Lafayette Street Nj150, Newark, NJ 07105Office #2: 275 Chestnut Street Nj114, Newark, NJ 07105Office #3: 1065 Stuyvesant Ave Nj226, Irvington, NJ 07111Office #4: 829 Sanford Ave Nj200, Newark, NJ 07106Office #5: 1331 Springfield Ave Nj228, Supreme, NJ 07111RIA
BD
CRD#: 39550
Newark, NJ
Past
October 20, 2023 - February 9, 2024
TD PRIVATE CLIENT WEALTH LLC
RIA
CRD#: 164484
Chatham, NJ
Past
October 20, 2023 - February 9, 2024
TD PRIVATE CLIENT WEALTH LLC
BD
CRD#: 164484
NEW YORK, NY
Past
February 15, 2022 - October 18, 2023
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Newark, NJ
Past
February 15, 2022 - October 18, 2023
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
October 1, 2012 - January 3, 2022
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
Jersey City, NJ
Past
October 1, 2012 - January 3, 2022
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
Jersey City, NJ
Past
February 24, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
BROOKLYN, NY
Past
April 1, 2008 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
BROOKLYN, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(3/14/2025)
IAR
Florida(3/17/2025)
RR
New Jersey(2/6/2024)
IAR
New Jersey(2/6/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
