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William James Marker

William J. Marker

BORLAND MARKER
Centerville, OH 45459
Some features on this profile are disabled
CRD#: 5500252
William James Marker

Professional summary

William James Marker, CFP®, ChFC®, who also goes by William Marker, is a registered financial advisor currently at BORLAND MARKER located in Centerville, Ohio.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. William has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

William Marker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) The Borland Group; Investment-Related; At reported business location(s); investment adviser; Associate; Start Date: September 2010; 160 hours/month; 160hrs/month during securities trading hours; duties - investment adviser representative.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William James Marker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2017

ChFC®

Chartered Financial Consultant

Experience

Current

August 13, 2024 - Present

BORLAND MARKER

Office #1: 7001 Corporate Way, Centerville, OH 45459
RIA
CRD#: 328726
Centerville, OH
Past

February 25, 2020 - October 31, 2025

THE BORLAND GROUP

RIA
CRD#: 121894
CENTERVILLE, OH
Past

May 23, 2008 - August 25, 2010

EDWARD JONES

RIA
CRD#: 250
VANDALIA, OH
Past

April 25, 2008 - August 25, 2010

EDWARD JONES

BD
CRD#: 250
VANDALIA, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(8/13/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/9/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/11/2020
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/24/2008
General Securities Representative Examination

Current Firm

BM
BORLAND MARKER
BORLAND MARKER | MARKER INVESTMENTS | MARKER FINANCIAL LLC

CRD#: 328726 / SEC#:

North Carolina
Registered Investment Advisory firm - (10/31/2025 Approved)
Ohio
Registered Investment Advisory firm - (8/13/2024 Approved)
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Contact information

Main Address
7001 Corporate Way, Dayton, OH 45459
Mailing Address
Phone number
(937) 434-7736
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts11
AUM (Assets Under Management)$ 290,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BORLAND MARKER

CRD#: 328726Centerville, OH 45459

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