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Britain Bailey Peakes

CRD# 5499840·Registered 2013 - 2015
Previously Registered: Being a previously registered professional could mean that Britain is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Britain Bailey Peakes, who also goes by Britain Lee Bailey, was a registered financial advisor. Britain was a previously registered financial professional and started their career in finance 2013 - 2015. Britain had worked at 1 firm and has passed the Series 63, SIE, Series 79 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Britain Lee Bailey

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

BLACKHILL ADVISORS LP·CRD# 116423
BD
Dallas, TX
November 25, 2013 - June 25, 2015

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Current Firm

BA
BLACKHILL ADVISORS LP

BLACKHILL ADVISORS LP | GREENMAN/LATIMER PARTNERS LP

CRD#: 116423 / SEC#: 8-53544
BD
Terminated by SEC on 04/28/2018

Contact Information

Established

Texas since 08/01/2000

Firm Type

Partnership

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BHP ACQUISITION CO., LLCLIMITED PARTNER—
BLACKHILL ADVISORS GP, LLCGENERAL PARTNER—
GURLEY, LAURENCE HAYWOODCHIEF COMPLIANCE OFFICER5361006
LATIMER, JAMES ROBERT IIIACO4462115
NAYLOR, COLE THOMASFINOP, CFO6808893

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2014About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2015About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Nov 2013About the Series 79 exam

Series 27 — Financial and Operations Principal Examination

Passed Aug 2014About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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