Kelly K. Brown

BROWN PCFO

BELLINGHAM, WA

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CRD#: 5499683

Professional summary

Kelly Karl Brown, CFP®, who also goes by Kelly K Brown, is a registered financial advisor currently at BROWN PCFO located in Bellingham, Washington.

Kelly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Kelly has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kelly K Brown

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Karl Brown's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

August 21, 2024 - Present

BROWN PCFO

RIA

CRD#: 330769

BELLINGHAM, WA

Past

January 5, 2012 - June 25, 2021

BRIGHTON JONES LLC

RIA

CRD#: 108601

SEATTLE, WA

Past

July 14, 2008 - August 23, 2010

EK RILEY INVESTMENTS, LLC

RIA

CRD#: 121003

SEATTLE, WA

Past

May 26, 2008 - August 23, 2010

EK RILEY INVESTMENTS, LLC

CRD#: 121003

SEATTLE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(8/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/11/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/23/2008

General Securities Representative Examination

Current Firm

BROWN PCFO

BROWN PCFO | KELCE ADVISORS, LLC

CRD#: 330769 / SEC#:

Washington

Registered Investment Advisory firm - (8/21/2024 Approved)

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Contact information

Main Address

Bellingham, WA

Mailing Address

Phone number

(360) 284-9442

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	24
AUM (Assets Under Management)	$ 5,442,059

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kelly K. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Karl Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROWN PCFO

BRIGHTON JONES LLC

EK RILEY INVESTMENTS, LLC

EK RILEY INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/11/2008

Series 7

Date: 5/23/2008

Current Firm

BROWN PCFO

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BROWN PCFO

TRUST BUT VERIFY

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