Jane B. Nowak

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CRD#: 5498865

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jane Barbara Nowak, CFP® was a registered financial professional .

Jane is a previously registered financial professional and started their career in finance in 2009. Jane had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) LICENSED INSURANCE AGENT; INVESTMENT RELATED; INSURANCE SALES; SPENDS APPROX. 5 HOURS A MONTH. 2)FINANCIAL PLANNING ASSOCIATION; NON-INVESTMENT RELATED; VOLUNTEER; SPENDS APPROX. 2 HOURS PER MONTH; PROVIDES PRO BONO FINANCIAL PLANNING SERVICES IN HER COMMUNITY.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Past

December 13, 2019 - March 28, 2024

SOUTHBRIDGE ADVISORS, LLC

RIA

CRD#: 306075

MARIETA, GA

Past

September 17, 2013 - March 26, 2020

SOUTHBRIDGE

RIA

CRD#: 119040

MARRIETTA, GA

Past

December 13, 2010 - February 6, 2013

SOUTHBRIDGE

RIA

CRD#: 119040

SMYRNA, GA

Past

June 5, 2009 - December 8, 2017

TRIAD ADVISORS LLC

CRD#: 25803

SMYRNA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOUTHBRIDGE ADVISORS, LLC

SNIDERMAN WEALTH MANAGEMENT LLC | SOUTHBRIDGE ADVISORS, LLC

CRD#: 306075 / SEC#: 801-117769

RIA

Registered Investment Advisory firm - (12/12/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/30/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/8/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/4/2009

General Securities Representative Examination

Current Firm

SOUTHBRIDGE ADVISORS, LLC

SNIDERMAN WEALTH MANAGEMENT LLC | SOUTHBRIDGE ADVISORS, LLC

CRD#: 306075 / SEC#: 801-117769

RIA

Registered Investment Advisory firm - (12/12/2019 Approved)

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Contact information

Main Address

533 Johnson Ferry Road Suite 200, Marieta, GA 30068

Mailing Address

Phone number

(866) 797-8693

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 - WRAP FEE BROCHURE (3/30/2025)

FORM ADV PART 2A - FIRM BROCHURE (3/30/2025)

Regulatory assets under management

Total Number of Accounts	610
AUM (Assets Under Management)	$ 349,736,637

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jane B. Nowak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SOUTHBRIDGE ADVISORS, LLC

SOUTHBRIDGE

SOUTHBRIDGE

TRIAD ADVISORS LLC

Primary Firm SEC Registration

SOUTHBRIDGE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/30/2009

SIE

Date: 12/8/2017

Series 7

Date: 6/4/2009

Current Firm

SOUTHBRIDGE ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOUTHBRIDGE ADVISORS, LLC

TRUST BUT VERIFY

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