PW
Peter C. Watson
PRINCIPAL SECURITIES
BRYAN, TX 77802
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CRD#: 5498827
PW
Professional summary
Peter Christner Watson is a registered financial advisor currently at PRINCIPAL SECURITIES, INC. located in Bryan, Texas.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Peter has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
**Fixed insurance, Annuities, LTC, Life, Group Benefits, Health, DI, 2/9/17. **Watson Wealth Management LLC; Not Investment Related; Houston, TX; Owner; LLC for DBA; Start Date: 01/31/2017; 50 hrs per month; 50 during trading hours. **ROTARY CLUB OF COLLEGE STATION POSITION: Youth Exchange Counselor NATURE: Youth Exchange Counselor INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: 1101 Texas Avenue, 1101 Texas Avenue TX 77840, United States DESCRIPTION: Duties: 1. Recruiting Outbound Students for exchange program. 2. Finding Host Families to host exchange student. 3. Vetting Volunteers on the exchange program and inspecting homes of the host families. 4. Keep track of the student's school progress with schools. 5. Visit host families periodically to talk to student about their family life. 6. Complete a criminal background check and Department of State annual test (30 question test). 7. Help student travel to various Rotary conferences and events.
CRS (Client Relationship Summary) - RIA
Click below to view Peter Christner Watson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Peter Christner Watson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 25, 2017 - Present
PRINCIPAL SECURITIES, INC.
Office #1: 3833 S Texas Ave Ste 123, Bryan, TX 77802Office #2: 1900 West Loop S Ste 650a, Houston, TX 77027RIA
BD
CRD#: 1137
BRYAN, TX
Current
January 9, 2017 - Present
PRINCIPAL SECURITIES, INC.
Office #1: 3833 S Texas Ave Ste 123, Bryan, TX 77802Office #2: 1900 West Loop S Ste 650a, Houston, TX 77027RIA
BD
CRD#: 1137
BRYAN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PRINCIPAL SECURITIES, INC.
BLC EQUITY SERVICES CORPORATION | PRINCOR FINANCIAL/ SERVICES CORPORATION | PRINCOR FINANCIAL SERVICES CORPORATION | PRINCIPAL SECURITIES, INC. | PRINCIPAL FINANCIAL SERVICES CORPORATION
CRD#: 1137 / SEC#: 801-54949, 8-13975
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/29/2018)
RR
Arkansas(7/5/2024)
RR
California(2/3/2017)
RR
Colorado(3/23/2021)
RR
Florida(1/2/2018)
RR
Illinois(1/24/2020)
RR
Indiana(1/24/2020)
RR
Louisiana(2/8/2017)
RR
Maine(9/15/2025)
RR
Massachusetts(11/2/2020)
RR
Michigan(8/25/2020)
RR
Minnesota(2/8/2017)
RR
Mississippi(11/2/2020)
RR
Montana(1/26/2024)
RR
New Jersey(11/2/2020)
RR
New York(11/30/2023)
RR
Oregon(8/26/2019)
RR
Pennsylvania(10/11/2021)
RR
Tennessee(12/17/2022)
RR
Texas(1/12/2017)
IAR
Texas(1/25/2017)
RR
Vermont(12/9/2019)
RR
Washington(3/10/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PRINCIPAL SECURITIES, INC.
BLC EQUITY SERVICES CORPORATION | PRINCOR FINANCIAL/ SERVICES CORPORATION | PRINCOR FINANCIAL SERVICES CORPORATION | PRINCIPAL SECURITIES, INC. | PRINCIPAL FINANCIAL SERVICES CORPORATION
CRD#: 1137 / SEC#: 801-54949, 8-13975
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
711 High Street, Des Moines, IA 50392
Mailing Address
Principal Financial Group 711 High Street, Des Moines, IA 50392-2080
Phone number
(888) 774-6267
Established
Iowa since 05/01/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,436
SEC notice filing (51 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRINCIPAL FINANCIAL SERVICES, INC. | OWNER | |
| AGRAWAL, VIVEK | DIRECTOR | 8050381 |
| CLAIRE, CHAD THOMAS | CHIEF INFORMATION OFFICER | 7219218 |
| DROGAN, THOMAS JOHN | CHIEF COMPLIANCE OFFICER | 2760482 |
| FRIEDRICH, AMY CHRISTINE | DIRECTOR | 7097797 |
| LAWLER, CODY ANTHONY | HEAD OF SUPERVISION, HEAD OF OPERATIONS | 5162072 |
| MCCULLUM, KENNETH ALLEN | DIRECTOR | 4695257 |
| MURRAY, MICHAEL FRANCIS | PRESIDENT/CHIEF EXECUTIVE OFFICER/CHAIR | 2074275 |
| RANTS, DOUGLAS JOHN | CHIEF INFORMATION SECURITY OFFICER | 7148529 |
| ROBERTS, DAWN MARIE | CHIEF FINANCIAL OFFICER | 7929617 |
| SCHELHAAS, NATHAN PAUL | DIRECTOR | 7275495 |
| SPADAFORA, CRAIG ALAN | SENIOR VICE PRESIDENT / HEAD OF ADVISORY AND PLATFORM | 3184320 |
| VANWINKLE, DANIEL SIMON | PSI AML OFFICER | 4715191 |
Regulatory assets under management
| Total Number of Accounts | 63,730 |
| AUM (Assets Under Management) | $ 14,827,718,110 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 3 |
| Bond | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 10/28/2024 | ||
| 11/28/2023 | ||
| 09/22/2023 | ||
| 12/20/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
