Richard D. Sklenka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard D Sklenka, who also goes by Rich Sklenka, Richard Donald Sklenka, Richard Sklenka, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 2008. Richard had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2020 - October 2, 2023
ALLSTATE FINANCIAL ADVISORS, LLC
November 2, 2020 - October 2, 2023
ALLSTATE FINANCIAL SERVICES, LLC
July 20, 2019 - November 5, 2020
J.P. MORGAN SECURITIES LLC
July 20, 2019 - November 5, 2020
J.P. MORGAN SECURITIES LLC
July 2, 2018 - April 10, 2019
LPL FINANCIAL LLC
July 2, 2018 - April 10, 2019
LPL FINANCIAL LLC
October 30, 2017 - July 3, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 30, 2017 - July 3, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 30, 2015 - November 21, 2017
WELLS FARGO CLEARING SERVICES, LLC
January 30, 2015 - November 21, 2017
WELLS FARGO CLEARING SERVICES, LLC
November 5, 2013 - December 23, 2014
TD AMERITRADE, INC.
November 5, 2013 - December 23, 2014
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
November 5, 2013 - December 23, 2014
TD AMERITRADE, INC.
February 21, 2012 - October 28, 2013
AST INVESTMENT SERVICES, INC.
February 21, 2012 - October 28, 2013
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
January 3, 2011 - February 14, 2012
VOYA FINANCIAL ADVISORS, INC.
March 11, 2008 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
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