Yan Zhang
Professional summary
Yan Zhang, who also goes by Sarah Yan Zhang, is a registered financial advisor currently at RSA CAPITAL located in Irvington, New York.
Yan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Yan has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Yan Zhang's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 24, 2021 - Present
RSA CAPITAL
July 11, 2014 - December 31, 2014
SIGNATOR INVESTORS, INC.
March 13, 2014 - March 3, 2015
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/24/2021)
Exams
Current Firm
RSA CAPITAL
CRD#: 173899 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 22 |
| AUM (Assets Under Management) | $ 13,124,077 |
Red Flags
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