YS
Yan Sun
TAURUS FINANCIAL
JERSEY CITY, NJ 07302
Some features on this profile are disabled
CRD#: 5497831
YS
Professional summary
Yan Sun, who also goes by Tina Sun, is a registered financial advisor currently at TAURUS FINANCIAL located in Jersey City, New Jersey and LPL FINANCIAL LLC located in Jersey City, New Jersey.
Yan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Yan has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 3, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tina Sun
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TDG International LLC - Not Investment Related - Business Owner - Jersey City NJ - Start Date:02/08/2016 - 2 Hrs/Mth - 0 Hrs During Trading. 2) Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date: 05/01/2018 - 2 Hrs/Mth - 1 Hrs During Trading. 3) Investment Related - Real Estate Rental - Jersey City, NJ - Start Date:04/01/2021 - 1 Hrs/Mth - 0 Hrs During Trading. 4) Taurus Financial - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:09/01/2021 -160 Hrs/Mth -8 Hrs During Trading. 5) Taurus Solution Inc - Investment Related - Wilmington, Delaware - Tax Prep/Accounting/CPA - Start Date 04/17/2023 - 20 Hours Per Month/ 0 Hours During Securities Trading
CRS (Client Relationship Summary) - RIA
Click below to view Yan Sun's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 19, 2025 - Present
TAURUS FINANCIAL
Office #1: 1 Evertrust Plaza Suite 305, Jersey City, NJ 07302RIA
CRD#: 335067
JERSEY CITY, NJ
Current
January 3, 2017 - Present
LPL FINANCIAL LLC
Office #1: 1 Evertrust Plz Ste 305, Jersey City, NJ 07302RIA
BD
CRD#: 6413
Jersey City, NJ
Past
April 12, 2017 - September 29, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
NEWTON, MA
Past
July 8, 2008 - December 20, 2016
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/19/2017)
RR
California(1/3/2017)
IAR
California(6/24/2025)
RR
Connecticut(8/15/2017)
RR
Delaware(3/20/2017)
RR
Florida(6/12/2017)
RR
Georgia(9/22/2017)
RR
Illinois(7/27/2017)
RR
Indiana(10/8/2018)
RR
Maryland(3/3/2018)
RR
Massachusetts(1/3/2017)
RR
Michigan(4/17/2017)
RR
Minnesota(5/12/2017)
RR
Missouri(5/1/2019)
RR
Nevada(12/15/2020)
RR
New Jersey(1/3/2017)
IAR
New Jersey(6/19/2025)
RR
New York(1/3/2017)
IAR
New York(8/6/2025)
RR
North Carolina(11/20/2018)
RR
Ohio(3/20/2017)
RR
Oregon(8/23/2019)
RR
Pennsylvania(4/12/2017)
RR
Rhode Island(9/3/2021)
RR
South Dakota(9/28/2023)
RR
Texas(1/28/2017)
IAR
Texas(8/5/2025)
RR
Virginia(1/25/2017)
RR
Washington(6/13/2017)
RR
Wisconsin(7/19/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 2/16/2012
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TAURUS FINANCIAL
TAURUS FINANCIAL | TAURUS FINANCIAL LLC
CRD#: 335067 / SEC#:
California
Registered Investment Advisory firm - (6/24/2025 Approved)New Jersey
Registered Investment Advisory firm - (6/18/2025 Approved)New York
Registered Investment Advisory firm - (8/6/2025 Approved)Texas
Registered Investment Advisory firm - (7/14/2025 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Evertrust Plaza Suite 305, Jersey City, NJ 07302
Mailing Address
Phone number
(201) 500-6322
Established
Firm type
Fiscal year end
# of Employees
2
0
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
