David H. Thorson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David H Thorson was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2008. David had worked at 4 firms and has passed the Series 65, Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2013 - December 19, 2016
SENTINEL ROCK WEALTH MANAGEMENT LLC
April 22, 2013 - September 18, 2014
FRASER LANDMARK, LLC DBA/FRASER ADVISORS
January 8, 2013 - May 7, 2013
SENTINEL ROCK WEALTH MANAGEMENT LLC
December 22, 2012 - February 1, 2017
LANDMARK ADVISORS NEVADA
May 14, 2008 - February 4, 2009
STONEHURST SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SENTINEL ROCK WEALTH MANAGEMENT LLC
CRD#: 163403 / SEC#:
Contact information
Red Flags
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