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RS

Renee L. Shaening

ALANTRA
Boston, MA 02110
Some features on this profile are disabled
CRD#: 5496974
RS

Professional summary


Renee Lynn Shaening, who also goes by Renee Lynn Sheening, is a registered financial professional currently at ALANTRA, LLC located in Boston, Massachusetts.

Renee is registered as a RR (Registered Representative) and started their career in finance in 2008. Renee has worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Renee Lynn Sheening

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Renee Lynn Shaening's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 28, 2020 - Present

ALANTRA, LLC

Office #1: 160 Federal Street Suite 1302, Boston, MA 02110
BD
CRD#: 22095
Boston, MA
Past

November 2, 2017 - March 27, 2020

MVP CAPITAL ADVISORS, LLC

BD
CRD#: 289481
San Francisco, CA
Past

May 20, 2011 - November 1, 2017

FINANCIAL TELESIS INC

BD
CRD#: 31012
SAN FRANCISCO, CA
Past

March 25, 2008 - August 3, 2010

VIANT CAPITAL LLC

BD
CRD#: 46948
BURLINGAME, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(5/28/2020)
RR
New York
(5/28/2020)
RR
Utah
(2/1/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 4/18/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


AL
ALANTRA, LLC
ALANTRA, LLC | DOWNER & COMPANY, LLC | DOWNER & COMPANY

CRD#: 22095 / SEC#: , 8-40465

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
160 Federal Street Suite 1302, Boston, MA 02110
Mailing Address
160 Federal Street Suite 1302, Boston, MA 02110
Phone number
(617) 482-6200
Established
Massachusetts since 12/29/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)


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Documents


Direct owners and executive officers


NamePositionCRD#
ALANTRA U.S. CORPORATIONMEMBER
AUST, ROBERT WADEMANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER2569946
CHAN, STANLEY NMNCHIEF COMPLIANCE OFFICER4184811
ROSA, STACEY ANNFINOP, PFO, POO2761733

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information


ALANTRA, LLC

CRD#: 22095Boston, MA 02110

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