Sean J. Ward
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Jason Ward, who also goes by Sean J Ward, Sean Ward, was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 2012. Sean had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 2021 - March 19, 2025
BLUE OWL SECURITIES
August 21, 2012 - May 19, 2021
NEUBERGER BERMAN BD LLC
February 27, 2012 - May 19, 2021
NEUBERGER BERMAN BD LLC
State Registrations and Notice Filings
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Exams
Current Firm
BLUE OWL SECURITIES
CRD#: 283250 / SEC#: , 8-69744
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
