CC
Christopher H. Cole
COLE FINANCIAL ADVISORS
Provo, UT 84604
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CRD#: 5496531
CC
Professional summary
Christopher H Cole, CFP®, who also goes by Chris Cole, Christopher Hyrum Cole, is a registered financial advisor currently at COLE FINANCIAL ADVISORS, INC. located in Provo, Utah and LPL FINANCIAL LLC located in Provo, Utah.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Christopher has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Cole | Christopher Hyrum Cole
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 12/2022 - Cole Financial Advisors, Inc. - DBA for LPL Business (entity for LPL business) - Inv. Related - Provo, Utah 2) 12/2022 - INNOVATIVE MORTGAGE ALLIANCE - Mortgage/Real Estate Services - Inv. Related - 2401 S 450 EAST SUITE F1 DRAPER UT 84020 - Licensed mortgage of officer - Start Date 11/25/2020 - 5hrs/month 3) 3/10/2023 - Cole Financial Advisors, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 160 Hours Per Month/80 Hours During Securities Trading - Time Spent 99% - I provide investment advisory services through Cole Financial Advisors, Inc., an independent investment advisor firm. I started this business activity in 1/2012. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 3/10/2023 - Cole Financial Advisors, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date - 01/02/2012 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 99%
CRS (Client Relationship Summary) - RIA
Click below to view Christopher H Cole's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
March 6, 2023 - Present
COLE FINANCIAL ADVISORS, INC.
Office #1: 3355 N. University Ave., Ste. 150, Provo, UT 84604RIA
CRD#: 323312
Provo, UT
Current
March 6, 2023 - Present
LPL FINANCIAL LLC
Office #1: 3355 N University Ave, Ste 150, Provo, UT 84604RIA
BD
CRD#: 6413
Provo, UT
Past
March 28, 2012 - March 8, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
PROVO, UT
Past
February 27, 2012 - March 8, 2023
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
PROVO, UT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/6/2023)
IAR
Arizona(3/9/2023)
RR
California(3/6/2023)
RR
Colorado(3/6/2023)
RR
Connecticut(3/6/2023)
RR
Florida(3/6/2023)
RR
Idaho(3/6/2023)
RR
Illinois(3/6/2023)
RR
Iowa(3/6/2023)
IAR
Iowa(3/6/2023)
RR
Kentucky(3/6/2023)
RR
Maine(3/6/2023)
RR
Massachusetts(3/6/2023)
RR
Minnesota(3/6/2023)
RR
Montana(3/6/2023)
RR
Utah(3/6/2023)
IAR
Utah(3/8/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
COLE FINANCIAL ADVISORS, INC.
COLE FINANCIAL ADVISORS | COLE FINANCIAL ADVISORS, INC.
CRD#: 323312 / SEC#:
Arizona
Registered Investment Advisory firm - (3/9/2023 Approved)Iowa
Registered Investment Advisory firm - (11/30/2022 Approved)Utah
Registered Investment Advisory firm - (3/8/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3355 N. University Ave., Ste. 150, Provo, UT 84604
Mailing Address
Phone number
(801) 374-6393
Established
Firm type
Fiscal year end
# of Employees
2
0
Red Flags
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Company Information
COLE FINANCIAL ADVISORS, INC.
CRD#: 323312Provo, UT 84604TRUST BUT VERIFY
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