Matthew B. Sher
Professional summary
Matthew Brent Sher, who also goes by Matthew Brent Sher Mr, Michael Sher, is a registered financial professional currently at LEVEL MARKETS, LLC located in Boston, Massachusetts.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2008. Matthew has worked at 2 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Brent Sher's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2015 - Present
LEVEL MARKETS, LLC
Office #1: 99 Summer Street Suite 1700, Boston, MA 02110March 19, 2008 - September 2, 2015
NATIONAL FINANCIAL SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/9/2015)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 9/21/2015
Limited Representative-Equity Trader ExamFINRA
Current Firm
LEVEL MARKETS, LLC
CRD#: 171752 / SEC#: , 8-69476
Contact information
FINRA licenses (15 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEVEL HOLDINGS, LLC | OWNER | |
| DOLAN, JAMES CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 3219968 |
| HAGEN, DAVID WALTER | CHIEF PRODUCT OFFICER | 2101752 |
| LINARES, JOHN FITZGERALD | GENERAL COUNSEL, CORPORATE SECRETARY | 3104547 |
| MIELE, STEPHEN R | CHIEF EXECUTIVE OFFICER | 2645590 |
| STUPAY, MICHAEL ELLIOT | FINOP,PRINCIPAL OPERATIONS OFFICER, PRINCIPAL FINANCIAL OFFICER | 2287906 |
Red Flags
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Company Information
LEVEL MARKETS, LLC
CRD#: 171752Boston, MA 02110TRUST BUT VERIFY
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