Francisco J. Mejia

BANCO DO BRASIL SECURITIES LLC

MIAMI, FL 33131

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CRD#: 5496150

Professional summary

Francisco Javier Mejia, who also goes by Francisco Javier Mejia, Francisco Mejia, is a registered financial advisor currently at BANCO DO BRASIL SECURITIES LLC located in Miami, Florida.

Francisco is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Francisco has worked at 6 firms and has passed the Series 65, Series 66, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Francisco Javier Mejia | Francisco Mejia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francisco Javier Mejia's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Francisco Javier Mejia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 13, 2024 - Present

BANCO DO BRASIL SECURITIES LLC

Office #1: 2 South Biscayne Blvd. Suite #3150, Miami, FL 33131

RIA

CRD#: 132701

MIAMI, FL

Current

July 21, 2022 - Present

BANCO DO BRASIL SECURITIES LLC

Office #1: 2 South Biscayne Blvd. Suite #3150, Miami, FL 33131

RIA

CRD#: 132701

MIAMI, FL

Past

July 21, 2021 - July 15, 2022

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK CITY, NY

Past

December 3, 2019 - July 8, 2021

ALLARIA SECURITIES, LLC

CRD#: 286504

MIAMI, FL

Past

July 3, 2012 - November 29, 2019

CREAND MANAGEMENT

RIA

CRD#: 154894

MIAMI, FL

Past

May 16, 2012 - November 29, 2019

CREAND SECURITIES

CRD#: 38964

MIAMI, FL

Past

October 13, 2011 - February 21, 2012

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

MIAMI, FL

Past

September 20, 2011 - February 21, 2012

RBC CAPITAL MARKETS, LLC

CRD#: 31194

MIAMI, FL

Past

February 11, 2009 - September 27, 2011

CREAND SECURITIES

CRD#: 38964

MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/21/2022)

California
(7/21/2022)

Colorado
(7/21/2022)

Connecticut
(7/21/2022)

Delaware
(7/21/2022)

District of Columbia
(7/21/2022)

Florida
(7/21/2022)

IAR

Florida
(8/13/2024)

Georgia
(7/21/2022)

Illinois
(7/21/2022)

Indiana
(7/21/2022)

Iowa
(7/21/2022)

Kansas
(7/21/2022)

Maryland
(7/21/2022)

Massachusetts
(7/21/2022)

Minnesota
(7/21/2022)

Missouri
(7/21/2022)

New Jersey
(7/21/2022)

New Mexico
(7/21/2022)

New York
(7/21/2022)

North Carolina
(7/21/2022)

Ohio
(7/21/2022)

Pennsylvania
(7/21/2022)

Texas
(7/21/2022)

Virginia
(7/21/2022)

Washington
(7/21/2022)

Wisconsin
(7/21/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/3/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/10/2011

Uniform Combined State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/10/2009

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BANCO DO BRASIL SECURITIES LLC

CRD#: 132701 / SEC#: , 8-66625

Florida

Registered Investment Advisory firm - SEC (9/6/2022 Approved)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

2 South Biscayne Blvd. Suite #3150, Miami, FL 33131

Mailing Address

2 South Biscayne Blvd. Suite #3150, Miami, FL 33131

Phone number

(407) 608-1780

Established

New York since 07/12/1995

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BANCO DO BRASIL S.A.	SOLE MEMBER
ABREU, JULIANO MARCATTO DE	MEMBER OF THE BOARD OF DIRECTORS	7971425
FRANCA, MELISSA BUENO	CHIEF COMPLIANCE OFFICER & AMLCO	5185735
FRUET JUNIOR, JOAO FRANCISCO	MEMBER OF THE BOARD OF DIRECTORS	6759546
INCERROMEO, MARIA ESTIBALIZ	CHIEF INVESTMENT OFFICER	5885341
MOREIRA, JEFERSON MUNHOZ	CHIEF BUSINESS OFFICER / BOM	5083219
PORTNOFF, DAVID ROSS	FINOP/CFO	2977967
RIOS NOGALES GARCES, FABIO LUIS	PRINCIPAL OPERATIONS OFFICER	5788772
ROSSI, GUILHERME ALEXANDRE	MEMBER OF THE BOARD OF DIRECTORS	7824752
SILVA ROSOSTOLATO, DIOGO	CHIEF EXECUTIVE OFFICER	7629292

Disclosures

Civil Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Francisco J. Mejia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francisco Javier Mejia's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Francisco Javier Mejia's CRS (Customer Relationship Summary).

Certified licenses

Experience

BANCO DO BRASIL SECURITIES LLC

HSBC SECURITIES (USA) INC.

ALLARIA SECURITIES, LLC

CREAND MANAGEMENT

CREAND SECURITIES

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

CREAND SECURITIES

State Registrations and Notice Filings

Exams

Series 65

Date: 7/3/2024

Series 66

Date: 10/10/2011

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/10/2009

FINRA

Current Firm

BANCO DO BRASIL SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BANCO DO BRASIL SECURITIES LLC

TRUST BUT VERIFY

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