Norman J. Ogilvie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Norman Joseph Ogilvie, who also goes by Joe Ogilvie, was a registered financial professional .
Norman is a previously registered financial professional and started their career in finance in 2008. Norman had worked at 2 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2012 - July 1, 2015
CONSTELLATION WEALTH ADVISORS LLC
April 16, 2008 - December 31, 2008
OGILVIE CAPITAL, L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CONSTELLATION WEALTH ADVISORS LLC
CRD#: 142502 / SEC#: 801-67762, 8-67471
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
