AK
Adam M. Kleiman
IMST DISTRIBUTORS
Portland, ME 04101
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CRD#: 5495933
AK
Professional summary
Adam Michael Kleiman, CIMA®, who also goes by Adam M Kleiman, Adam Kleiman, is a registered financial professional currently at IMST DISTRIBUTORS, LLC located in Portland, Maine.
Adam is registered as a RR (Registered Representative) and started their career in finance in 2008. Adam has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Adam M Kleiman | Adam Kleiman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Adam Michael Kleiman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 23, 2023 - Present
IMST DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101BD
CRD#: 130745
Portland, ME
Past
May 16, 2017 - April 25, 2022
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
Narberth, PA
Past
January 23, 2015 - May 8, 2017
HARTFORD FUNDS
RIA
CRD#: 147746
Penn Valley, PA
Past
January 16, 2014 - December 31, 2014
HARTFORD FUNDS
RIA
CRD#: 147746
RADNOR, PA
Past
December 3, 2012 - May 8, 2017
HARTFORD FUNDS DISTRIBUTORS, LLC
BD
CRD#: 45995
RADNOR, PA
Past
October 13, 2009 - December 3, 2012
GLOBAL ATLANTIC DISTRIBUTORS, LLC
BD
CRD#: 8326
RADNOR, PA
Past
September 16, 2009 - November 6, 2009
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
CHERRY HILL, NJ
Past
March 21, 2008 - September 17, 2009
GLOBAL ATLANTIC DISTRIBUTORS, LLC
BD
CRD#: 8326
WAYNE, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/25/2023)
RR
Alaska(5/25/2023)
RR
Arizona(5/25/2023)
RR
Arkansas(5/25/2023)
RR
California(5/25/2023)
RR
Colorado(5/25/2023)
RR
Connecticut(5/25/2023)
RR
Delaware(5/25/2023)
RR
District of Columbia(5/25/2023)
RR
Florida(5/25/2023)
RR
Georgia(5/25/2023)
RR
Hawaii(5/25/2023)
RR
Idaho(5/25/2023)
RR
Illinois(5/25/2023)
RR
Indiana(5/25/2023)
RR
Iowa(5/25/2023)
RR
Kansas(5/25/2023)
RR
Kentucky(5/25/2023)
RR
Louisiana(5/25/2023)
RR
Maine(5/25/2023)
RR
Maryland(5/25/2023)
RR
Massachusetts(5/25/2023)
RR
Michigan(5/25/2023)
RR
Minnesota(5/25/2023)
RR
Mississippi(5/25/2023)
RR
Missouri(5/25/2023)
RR
Montana(5/25/2023)
RR
Nebraska(5/25/2023)
RR
Nevada(5/25/2023)
RR
New Hampshire(5/25/2023)
RR
New Jersey(5/25/2023)
RR
New Mexico(5/25/2023)
RR
New York(5/25/2023)
RR
North Carolina(5/25/2023)
RR
North Dakota(5/25/2023)
RR
Ohio(5/26/2023)
RR
Oklahoma(5/25/2023)
RR
Oregon(5/25/2023)
RR
Pennsylvania(5/23/2023)
RR
Rhode Island(5/25/2023)
RR
South Carolina(5/25/2023)
RR
South Dakota(5/25/2023)
RR
Tennessee(6/1/2023)
RR
Texas(5/25/2023)
RR
Utah(5/25/2023)
RR
Vermont(5/25/2023)
RR
Virginia(5/25/2023)
RR
Washington(5/25/2023)
RR
West Virginia(5/25/2023)
RR
Wisconsin(5/25/2023)
RR
Wyoming(5/25/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ID
IMST DISTRIBUTORS, LLC
FORESIDE DISTRIBUTION PARTNERS, LLC | PNC FUND DISTRIBUTOR, LLC | PNC FUND DISTRIBUTOR, INC. | MERCANTILE INVESTMENT SERVICES, INC. | IMST DISTRIBUTORS, LLC
CRD#: 130745 / SEC#: , 8-66389
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/01/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | CHIEF COMPLIANCE OFFICER / VP / TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
IMST DISTRIBUTORS, LLC
CRD#: 130745Portland, ME 04101TRUST BUT VERIFY
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