Daniel E. Green
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel E Green was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2008. Daniel had worked at 4 firms and has passed the Series 65, Series 66, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2014 - September 27, 2016
ANSASI CAPITAL, LLC
December 8, 2011 - August 3, 2012
MORGAN STANLEY
October 19, 2011 - August 3, 2012
MORGAN STANLEY
February 24, 2010 - April 18, 2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
November 27, 2008 - February 26, 2009
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ANSASI CAPITAL, LLC
CRD#: 167308 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.