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JF

Jonathan Farina

BGC FINANCIAL, L.P.
Palm Beach Gardens, FL 33418
Some features on this profile are disabled
CRD#: 5495345
JF

Professional summary

Jonathan Farina is a registered financial professional currently at BGC FINANCIAL, L.P. located in Palm Beach Gardens, Florida and FMX EXECUTION, LLC located in Palm Beach Gardens, Florida.

Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2011. Jonathan has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jonathan Farina's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 13, 2011 - Present

BGC FINANCIAL, L.P.

Office #1: 300 Avenue Of Champions Suite 110, Palm Beach Gardens, FL 33418
BD
CRD#: 19801
Palm Beach Gardens, FL
Current

June 2, 2024 - Present

FMX EXECUTION, LLC

Office #1: 300 Avenue Of Champions Suite 175, Palm Beach Gardens, FL 33418
BD
CRD#: 154075
Palm Beach Gardens, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(3/26/2019)
RR
Florida
(3/26/2019)
RR
Illinois
(3/26/2019)
RR
New Jersey
(8/3/2016)
RR
New York
(12/16/2011)
RR
North Carolina
(4/16/2015)

Exams

State Security Law Exam
RR
Series 63
Date: 12/15/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/12/2011
General Securities Representative Examination
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

FE
FMX EXECUTION, LLC
FENICS EXECUTION, LLC | MODENA SECURITIES LLC | KYTE SECURITIES LLC | FMX EXECUTION, LLC

CRD#: 154075 / SEC#: , 8-68606

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
55 Water Street, New York, NY 10041
Mailing Address
55 Water Street, New York, NY 10041
Phone number
(212) 968-4122
Established
New York since 04/20/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (20 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FENICS MARKETS XCHANGE, LLCSOLE MEMBER
ANZALONE, THOMAS JOSEPHCHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER1161513
HAUF, JASON WILLIAMSCHIEF FINANCIAL OFFICER4163331
RINALDO, MARK JCHIEF OPERATING OFFICER4824739
SCOTTO, LOUIS JAMESCHIEF EXECUTIVE OFFICER1483052
SULFARO, MICHAEL CARLCHIEF COMPLIANCE OFFICER2483562

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FMX EXECUTION, LLC

CRD#: 154075Palm Beach Gardens, FL 33418

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