Krystle A. Kaufman

USI SECURITIES

Fort Lauderdale, FL 33308

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CRD#: 5495326

Professional summary

Krystle Ann Kaufman, who also goes by Krystle Ann Ganc, Krystle Ann Gans, is a registered financial advisor currently at USI SECURITIES, INC. located in Fort Lauderdale, Florida.

Krystle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Krystle has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Krystle Ann Ganc | Krystle Ann Gans

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Krystle Ann Kaufman's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Krystle Ann Kaufman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 30, 2021 - Present

USI SECURITIES, INC.

Office #1: 2400 East Commercial Blvd. Suite 600, Fort Lauderdale, FL 33308

RIA

CRD#: 43793

Fort Lauderdale, FL

Current

October 8, 2021 - Present

USI SECURITIES, INC.

Office #1: 2400 East Commercial Blvd. Suite 600, Fort Lauderdale, FL 33308

RIA

CRD#: 43793

Fort Lauderdale, FL

Past

January 2, 2015 - September 10, 2021

ONEDIGITAL

RIA

CRD#: 106766

FORT LAUDERDALE, FL

Past

December 19, 2014 - December 31, 2014

ONEDIGITAL

RIA

CRD#: 106766

DAVIE, FL

Past

December 17, 2014 - March 2, 2017

LPL FINANCIAL LLC

CRD#: 6413

DAVIE, FL

Past

March 3, 2010 - December 17, 2014

UNITED CAPITAL FINANCIAL ADVISORS

RIA

CRD#: 134600

FORT LAUDERDALE, FL

Past

September 28, 2009 - December 17, 2014

GIRARD SECURITIES, INC.

CRD#: 18697

FT. LAUDERDALE, FL

Past

July 9, 2008 - September 1, 2009

CAPITAL PLANNING GROUP, LLC

CRD#: 47397

FT. LAUDERDALE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

USI SECURITIES, INC.

CRD#: 43793 / SEC#: 801-56578, 8-50429

RIA

Registered Investment Advisory firm - SEC (6/4/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(9/30/2021)

Florida
(10/11/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/23/2010

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/8/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

USI SECURITIES, INC.

CRD#: 43793 / SEC#: 801-56578, 8-50429

RIA

Registered Investment Advisory firm - SEC (6/4/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033

Mailing Address

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033

Phone number

(860) 652-3239

Established

Delaware since 07/29/1997

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (39 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

USI SECURITIES, INC. - RIA - FORM ADV PART 2A (3/28/2025)

Direct owners and executive officers

Name	Position	CRD#
USIC INVESTMENT GROUP INC.	SHAREHOLDER
BOWMAN, RICHARD CHARLES	FINOP, DIRECTOR OF OPERATIONS	2356525
CURLEY, MARY	SECRETARY	8207294
GRITZER, JOSEPH JOHN JR	PRESIDENT	2162679
KAPPUS, DAVID L	TREASURER	6837749
O'ROURKE, MICHAEL DENNIS	VICE PRESIDENT -COMPLIANCE & OPERATIONS	1551838
ROBIDOUX, MELINDA MCDONALD	CHIEF COMPLIANCE OFFICER	2848093
TREMKO, WILLIAM MICHAEL	CHIEF EXECUTIVE OFFICER	4495149

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Krystle A. Kaufman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Krystle Ann Kaufman's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Krystle Ann Kaufman's CRS (Customer Relationship Summary).

Certified licenses

Experience

USI SECURITIES, INC.

USI SECURITIES, INC.

ONEDIGITAL

ONEDIGITAL

LPL FINANCIAL LLC

UNITED CAPITAL FINANCIAL ADVISORS

GIRARD SECURITIES, INC.

CAPITAL PLANNING GROUP, LLC

Primary Firm SEC Registration

USI SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/23/2010

Series 7

Date: 7/8/2008

FINRA

Current Firm

USI SECURITIES, INC.

Contact information

SEC notice filing (39 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Red Flags

Company Information

USI SECURITIES, INC.

TRUST BUT VERIFY

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