Kenneth J. Hargreaves

WEALTHGEN ADVISORS

SARASOTA, FL 34236

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CRD#: 5495305

Professional summary

Kenneth John Hargreaves, CFP® is a registered financial advisor currently at WEALTHGEN ADVISORS, LLC located in Sarasota, Florida.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Kenneth has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Core Areas of Focus

Baby Boomers

Business Owners

Corporate Executives

Entrepreneurs

Estate & Generational Planning Issues

Financial Psychology/Coaching

Biography

Sarasota, FL full-time native
Past board member of the New York City Financial Planning Association (Now New York Metro)
Frequent guest speaker for Texas A&M Financial Planning Department
Member of the Financial Planning Association
Member of the National Association of Personal Financial Advisors
Member of the Investments and Wealth Institute
Member of XY Planning Network

Question & Answer

What are your service offerings?

Divorce Planning

Life Transitions

Retirement Planning

Business Succession Planning

Inheritance

Investment Planning

Retirement Income Management

Comprehensive Financial Planni...

Insurance Planning

Estate Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth John Hargreaves's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

January 24, 2020 - Present

WEALTHGEN ADVISORS, LLC

Office #1: 650 Central Ave. Suite 1, Sarasota, FL 34236Office #2: 8031 Lakewood Main Street Suite 103, Lakewood, FL 34202

RIA

CRD#: 306196

SARASOTA, FL

Past

June 24, 2013 - December 9, 2019

CAPITAL CLIENT GROUP, INC.

RIA

CRD#: 6247

LOS ANGELES, CA

Past

May 7, 2012 - December 9, 2019

CAPITAL CLIENT GROUP, INC.

CRD#: 6247

LOS ANGELES, CA

Past

December 21, 2009 - March 2, 2012

OSAIC WEALTH, INC.

RIA

CRD#: 23131

BRADENTON, FL

Past

December 16, 2009 - March 12, 2012

MOSELEY INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 124152

BRADENTION, FL

Past

November 3, 2009 - March 2, 2012

OSAIC WEALTH, INC.

CRD#: 23131

BRADENTON, FL

Past

September 4, 2008 - November 5, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

TAMPA, FL

Past

June 27, 2008 - November 5, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

TAMPA, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/24/2020)

IAR

Texas
(9/18/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/25/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/26/2008

General Securities Representative Examination

Current Firm

WEALTHGEN ADVISORS, LLC

CRD#: 306196 / SEC#: 801-135441

Colorado

Registered Investment Advisory firm - (11/21/2025 Terminated)

Florida

Registered Investment Advisory firm - (1/24/2020 Approved)

Texas

Registered Investment Advisory firm - (6/15/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

650 Central Ave. Suite 1, Sarasota, FL 34236

Mailing Address

Phone number

(941) 706-4151

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A - FIRM DISCLOSURE BROCHURE (1/28/2026)

Regulatory assets under management

Total Number of Accounts	621
AUM (Assets Under Management)	$ 146,600,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

Kenneth J. Hargreaves

Professional summary

Core Areas of Focus

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth John Hargreaves's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL CLIENT GROUP, INC.

CAPITAL CLIENT GROUP, INC.

OSAIC WEALTH, INC.

MOSELEY INVESTMENT MANAGEMENT, INC.

OSAIC WEALTH, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/25/2008

SIE

Date: 10/1/2018

Series 7

Date: 6/26/2008

Current Firm

WEALTHGEN ADVISORS, LLC

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHGEN ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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