Kenneth Besada
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Besada was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 2008. Kenneth had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2015 - June 27, 2025
KAYE CAPITAL MANAGEMENT
February 23, 2015 - July 14, 2017
MUTUAL SECURITIES, INC.
April 29, 2014 - October 30, 2014
GIRARD SECURITIES, INC.
November 3, 2009 - March 9, 2015
MOGUL WEALTH MANAGEMENT, INC.
May 5, 2009 - December 9, 2009
GIRARD SECURITIES, INC.
March 10, 2009 - February 19, 2015
GIRARD SECURITIES, INC.
June 23, 2008 - March 6, 2009
FARMERS FINANCIAL SOLUTIONS, LLC
Primary Firm SEC Registration
KAYE CAPITAL MANAGEMENT
CRD#: 109329 / SEC#: 801-57510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KAYE CAPITAL MANAGEMENT
CRD#: 109329 / SEC#: 801-57510
Contact information
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,205 |
| AUM (Assets Under Management) | $ 743,162,481 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
