Greg W. Snider
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Greg W Snider, who also goes by Greg Snider, Gregory W Snider, was a registered financial professional .
Greg is a previously registered financial professional and started their career in finance in 2008. Greg had worked at 4 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 2013 - July 1, 2021
LEDGESTONE CAPITAL MANAGEMENT, LLC
June 13, 2011 - August 26, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 10, 2011 - August 26, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 1, 2009 - June 20, 2011
MORGAN STANLEY
June 1, 2009 - June 20, 2011
MORGAN STANLEY
May 21, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 29, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEDGESTONE CAPITAL MANAGEMENT, LLC
CRD#: 168876 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
