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GS

Greg W Snider

CRD# 5494772·Registered 2008 - 2021
Previously Registered: Being a previously registered professional could mean that Greg is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Greg W Snider, who also goes by Greg Snider, Gregory W Snider, was a registered financial advisor. Greg was a previously registered financial professional and started their career in finance 2008 - 2021. Greg had worked at 4 firms and has passed the Series 66, Series 31 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Greg Snider, Gregory W Snider

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

LEDGESTONE CAPITAL MANAGEMENT, LLC·CRD# 168876
RIA
Springfield, MO
October 10, 2013 - July 1, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Germantown, TN
June 13, 2011 - August 26, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Germantown, TN
June 10, 2011 - August 26, 2013
MORGAN STANLEY·CRD# 149777
RIA
Memphis, TN
June 1, 2009 - June 20, 2011
MORGAN STANLEY·CRD# 149777
BD
Memphis, TN
June 1, 2009 - June 20, 2011
MORGAN STANLEY & CO. LLC·CRD# 8209
RIA
Memphis, TN
May 21, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
Memphis, TN
April 29, 2008 - June 1, 2009

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Current Firm

LC
LEDGESTONE CAPITAL MANAGEMENT, LLC

LEDGESTONE CAPITAL MANAGEMENT, LLC

CRD#: 168876

Contact Information

Main Address

1911 S. National Avenue Suite 101, Springfield, MO 65804

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2008About the Series 66 exam

Series 31 — Futures Managed Funds Examination

Passed Jun 2008About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Apr 2008About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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GS
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