Norman J. Hunt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Norman J Hunt, who also goes by Chip Hunt, Norman J Hunt III, was a registered financial professional .
Norman is a previously registered financial professional and started their career in finance in 2008. Norman had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2013 - December 31, 2024
CONCEPTUAL WEALTH MANAGEMENT LLC
October 6, 2011 - November 28, 2011
ON INVESTMENT MANAGEMENT CO
October 5, 2011 - November 28, 2011
THE O.N. EQUITY SALES COMPANY
August 6, 2010 - October 5, 2011
SIGNATOR FINANCIAL SERVICES, INC.
August 5, 2010 - October 5, 2011
SIGNATOR FINANCIAL SERVICES, INC.
May 7, 2010 - August 12, 2010
INVEST FINANCIAL CORPORATION
May 6, 2010 - August 12, 2010
INVEST FINANCIAL CORPORATION
June 12, 2008 - September 25, 2009
EDWARD JONES
April 17, 2008 - September 25, 2009
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCEPTUAL WEALTH MANAGEMENT LLC
CRD#: 169453 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 296,095 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
