Mark C. Maguire
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Cahill Maguire, who also goes by Mark C Maguire, Mark Maguire, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2008. Mark had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2016 - July 27, 2024
WEALTHSOURCE®
March 2, 2015 - December 15, 2016
AVANT-GARDE ADVISORS LLC
January 5, 2015 - March 2, 2015
ONEDIGITAL
April 10, 2014 - April 22, 2014
LPL FINANCIAL LLC
January 2, 2013 - December 31, 2014
ONEDIGITAL
December 14, 2012 - March 12, 2015
LPL FINANCIAL LLC
April 28, 2008 - December 17, 2012
WELLS FARGO CLEARING SERVICES, LLC
April 14, 2008 - December 17, 2012
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEALTHSOURCE®
CRD#: 282202 / SEC#: 801-107199
Contact information
Regulatory assets under management
| Total Number of Accounts | 6,245 |
| AUM (Assets Under Management) | $ 2,116,238,123 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
