NZ
Nicholle A. Zoltaszek
SUCCESS WEALTH MANAGEMENT LLC
MONROE, MI 48182
Some features on this profile are disabled
CRD#: 5494083
NZ
Professional summary
Nicholle Ann Zoltaszek, who also goes by Nicholle Ann Stalker None, Nicholle Stalker, Nicholle Ann Woodward None, is a registered financial advisor currently at SUCCESS WEALTH MANAGEMENT LLC located in Monroe, Michigan.
Nicholle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Nicholle has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nicholle Ann Stalker None | Nicholle Stalker | Nicholle Ann Woodward None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AMERICAN SENIOR BENEFITS; INV REL; INS AGENT; INS SALES AND SERVICES; MONROE, MI; 11/2023; APPROX 160 HRS/MO; 40 HRS DURING SEC TRADING. RENTAL PROPERTY POSITION: owner NATURE: rental home INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2016 ADDRESS: 3513 Leybourn, Toledo OH 43612, United States DESCRIPTION: i own a home that i used to live in that has the intent of being a rental property but is currently not being rented
CRS (Client Relationship Summary) - RIA
Click below to view Nicholle Ann Zoltaszek's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 1, 2023 - Present
SUCCESS WEALTH MANAGEMENT LLC
Office #1: 760 S Monroe St, Monroe, MI 48182RIA
CRD#: 299094
MONROE, MI
Past
July 28, 2016 - November 20, 2023
BANKERS LIFE ADVISORY SERVICES, INC.
RIA
CRD#: 281285
Ann Arbor, MI
Past
May 26, 2016 - November 20, 2023
BANKERS LIFE SECURITIES, INC.
BD
CRD#: 173962
ANN ARBOR, MI
Past
June 16, 2010 - May 27, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
MAUMEE, OH
Past
June 15, 2010 - May 26, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
MAUMEE, OH
Past
June 13, 2008 - December 23, 2008
EDWARD JONES
RIA
CRD#: 250
TOLEDO, OH
Past
May 13, 2008 - December 23, 2008
EDWARD JONES
BD
CRD#: 250
TOLEDO, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SUCCESS WEALTH MANAGEMENT LLC
SUCCESS WEALTH MANAGEMENT | SUCCESS WEALTH MANAGEMENT, LLC | SUCCESS WEALTH MANAGEMENT LLC
CRD#: 299094 / SEC#: 801-129100
RIA
Registered Investment Advisory firm - (11/30/2023 Approved)California
Registered Investment Advisory firm - (1/4/2024 Terminated)Florida
Registered Investment Advisory firm - (12/5/2023 Terminated)Indiana
Registered Investment Advisory firm - (12/6/2023 Terminated)Iowa
Registered Investment Advisory firm - (12/5/2023 Terminated)Kansas
Registered Investment Advisory firm - (12/5/2023 Terminated)Massachusetts
Registered Investment Advisory firm - (12/5/2023 Terminated)Michigan
Registered Investment Advisory firm - (12/11/2023 Terminated)Missouri
Registered Investment Advisory firm - (12/5/2023 Terminated)New York
Registered Investment Advisory firm - (12/5/2023 Terminated)North Carolina
Registered Investment Advisory firm - (12/5/2023 Terminated)Ohio
Registered Investment Advisory firm - (12/5/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/5/2023 Terminated)Rhode Island
Registered Investment Advisory firm - (12/7/2023 Terminated)South Carolina
Registered Investment Advisory firm - (12/5/2023 Terminated)Texas
Registered Investment Advisory firm - (12/5/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(12/1/2023)
IAR
Ohio(6/3/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SW
SUCCESS WEALTH MANAGEMENT LLC
SUCCESS WEALTH MANAGEMENT | SUCCESS WEALTH MANAGEMENT, LLC | SUCCESS WEALTH MANAGEMENT LLC
CRD#: 299094 / SEC#: 801-129100
RIA
Registered Investment Advisory firm - (11/30/2023 Approved)California
Registered Investment Advisory firm - (1/4/2024 Terminated)Florida
Registered Investment Advisory firm - (12/5/2023 Terminated)Indiana
Registered Investment Advisory firm - (12/6/2023 Terminated)Iowa
Registered Investment Advisory firm - (12/5/2023 Terminated)Kansas
Registered Investment Advisory firm - (12/5/2023 Terminated)Massachusetts
Registered Investment Advisory firm - (12/5/2023 Terminated)Michigan
Registered Investment Advisory firm - (12/11/2023 Terminated)Missouri
Registered Investment Advisory firm - (12/5/2023 Terminated)New York
Registered Investment Advisory firm - (12/5/2023 Terminated)North Carolina
Registered Investment Advisory firm - (12/5/2023 Terminated)Ohio
Registered Investment Advisory firm - (12/5/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/5/2023 Terminated)Rhode Island
Registered Investment Advisory firm - (12/7/2023 Terminated)South Carolina
Registered Investment Advisory firm - (12/5/2023 Terminated)Texas
Registered Investment Advisory firm - (12/5/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11676 Perry Highway Suite 1207, Wexford, PA 15090
Mailing Address
Phone number
(724) 934-8128
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (21 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 937 |
| AUM (Assets Under Management) | $ 66,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
