Matthew D. Wallack

ROUNDVIEW CAPITAL

Princeton, NJ 08542-7000

Some features on this profile are disabled

CRD#: 5494023

Professional summary

Matthew Douglas Wallack is a registered financial advisor currently at ROUNDVIEW CAPITAL, LLC located in Princeton, New Jersey.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Matthew has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Douglas Wallack's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 28, 2014 - Present

ROUNDVIEW CAPITAL, LLC

Office #1: 182 Nassau Street Suite 201, Princeton, NJ 08542-7000

RIA

CRD#: 148083

Princeton, NJ

Past

March 30, 2009 - January 31, 2014

ORCHARD PARK CAPITAL, L.L.C.

RIA

CRD#: 146416

PRINCETON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROUNDVIEW CAPITAL, LLC

CRD#: 148083 / SEC#: 801-69519

RIA

Registered Investment Advisory firm - (9/2/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(3/28/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

ROUNDVIEW CAPITAL, LLC

CRD#: 148083 / SEC#: 801-69519

RIA

Registered Investment Advisory firm - (9/2/2008 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

182 Nassau Street Suite 201, Princeton, NJ 08542-7000

Mailing Address

Phone number

(609) 688-9500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RVC BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,784
AUM (Assets Under Management)	$ 1,875,506,746

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Fernando Rivera

WELLS FARGO CLEARING SERVICES, LLC

IAR

East Brunswick, NJ

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Matthew D. Wallack

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Douglas Wallack's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROUNDVIEW CAPITAL, LLC

ORCHARD PARK CAPITAL, L.L.C.

Primary Firm SEC Registration

ROUNDVIEW CAPITAL, LLC

State Registrations and Notice Filings

Exams

Current Firm

ROUNDVIEW CAPITAL, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROUNDVIEW CAPITAL, LLC

TRUST BUT VERIFY

Similar Advisors