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CH

Casey L. Hatcher

ARKADIOS CAPITAL
Orange, CA 92868
Some features on this profile are disabled
CRD#: 5493769
CH

Professional summary

Casey Lee Hatcher, CFP®, who also goes by Casey L Hatcher, is a registered financial professional currently at ARKADIOS CAPITAL located in Orange, California.

Casey is registered as a RR (Registered Representative) and started their career in finance in 2008. Casey has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Casey L Hatcher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) START DATE 11/2019 I DEVOTE 150 HRS/MO (ALL DURING TRADING) AS EMPLOYEE/OWNER OF SECURA FINANCIAL LLC. THIS IS AN INVESTMENT RELATED ACTIVITY AND MY DUTIES AS FINANCIAL OPERATIONS MANAGER INCLUDE FINANCIAL PLANNING DATA ANALYSIS, MANAGING CLIENT RELATIONSHIPS, ACCOUNT TRADING AND CORRESPONDENCE. (2) START DATE 08/2013 I DEVOTE 10 HRS/MO (NONE DURING TRADING) TO BENTLEY INSURANCE AGENCY; THIS IS NOT AN INVESTMENT RELATED ACTIVITY & MY DUTIES ARE TO MANAGE CLIENT RELATIONSHIPS, RUN ILLUSTRATIONS, RESPOND TO CLIENT EMAILS & CORRESPONDENCE. BUSINESS LOCATION FOR BOTH OF THE ABOVE IS THE SAME AS BRANCH LOCATION. (3) START DATE 09/2021 I DEVOTE NO TIME AS JOE'S CLUB LLC MEMBER. THIS IS NOT AN INVESTMENT RELATED ACTIVITY AND I HAVE NO DUTIES. BUSINESS ADDRESS: 1269 MARIE ST., MENDOTA, CA 93640

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Casey Lee Hatcher's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2017

Experience

Current

March 7, 2024 - Present

ARKADIOS CAPITAL

Office #1: 333 City Blvd West Suite 2050, Orange, CA 92868
BD
CRD#: 282710
Orange, CA
Past

April 20, 2018 - June 19, 2019

STONE HATCHER FINANCIAL

RIA
CRD#: 292406
ANAHEIM, CA
Past

March 3, 2015 - March 25, 2024

CROWN CAPITAL SECURITIES, L.P.

RIA
CRD#: 6312
ORANGE, CA
Past

January 2, 2015 - March 25, 2024

CROWN CAPITAL SECURITIES, L.P.

BD
CRD#: 6312
ORANGE, CA
Past

August 7, 2013 - December 31, 2014

J.W. COLE FINANCIAL, INC.

BD
CRD#: 124583
ORANGE, CA
Past

April 30, 2008 - August 14, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
LONG BEACH, CA
Past

March 24, 2008 - August 14, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
LONG BEACH, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/7/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/29/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/21/2008
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AC
ARKADIOS CAPITAL
ARKADIOS CAPITAL | MSY SECURITIES, LLC | ARKADIOS CAPITAL, LLC

CRD#: 282710 / SEC#: , 8-69729

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305
Mailing Address
2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305
Phone number
(404) 445-0035
Established
Georgia since 11/23/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ARKADIOS HOLDINGS, INC.OWNER
HARRISON, JOHN DORWARDEXECUTIVE DIRECTOR2361768
MILLER, NATALIE LANEFINOP, POO, PFO5627988
MILLICAN, DAVID YANCEY IVCEO2788060
SCHWARTZ, GARY STEVENCHIEF COMPLIANCE OFFICER2691699

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARKADIOS CAPITAL

CRD#: 282710Orange, CA 92868

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