Benjamin Thomas

4SIGHT ADVISORS LLC

Nyack, NY 10960

Some features on this profile are disabled

CRD#: 5493768

Professional summary

Benjamin Thomas is a registered financial advisor currently at 4SIGHT ADVISORS LLC located in Nyack, New York.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Benjamin has worked at 3 firms and has passed the Series 66, Series 63, Series 65, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Thomas's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 17, 2023 - Present

4SIGHT ADVISORS LLC

Office #1: 53 Hudson Ave Suite 220, Nyack, NY 10960

RIA

CRD#: 287523

Nyack, NY

Past

November 3, 2009 - March 10, 2010

MML INVESTORS SERVICES, LLC

CRD#: 10409

MONROE, NY

Past

March 18, 2008 - August 12, 2009

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

NYACK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(11/17/2023)

IAR

Texas
(11/17/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/21/2023

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/30/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/24/2023

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 5/9/2022

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/17/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

4SIGHT ADVISORS LLC

CRD#: 287523 / SEC#:

New York

Registered Investment Advisory firm - (4/18/2017 Approved)

Texas

Registered Investment Advisory firm - (4/12/2019 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Nyack, NY

Mailing Address

Phone number

(646) 275-2318

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	212
AUM (Assets Under Management)	$ 10,328,416

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Anita Srivastava

MORGAN STANLEY

IAR

Paramus, NJ

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Benjamin Thomas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Thomas's CRS (Customer Relationship Summary).

Certified licenses

Experience

4SIGHT ADVISORS LLC

MML INVESTORS SERVICES, LLC

CHASE INVESTMENT SERVICES CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/21/2023

Series 63

Date: 9/30/2023

Series 65

Date: 6/24/2023

SIE

Date: 5/9/2022

Series 6

Date: 3/17/2008

Current Firm

4SIGHT ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

4SIGHT ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors