Michael M. Sander

SANDER CAPITAL ADVISORS

Seattle, WA 98112

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CRD#: 5493685

Professional summary

Michael Mcdonald Sander, who also goes by Michael M Sander, Michael Sander, Mike M Sander, Mike Sander, is a registered financial advisor currently at SANDER CAPITAL ADVISORS, INC. located in Seattle, Washington.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Michael has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael M Sander | Michael Sander | Mike M Sander | Mike Sander

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Mcdonald Sander's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 20, 2018 - Present

SANDER CAPITAL ADVISORS, INC.

Office #1: 4105 E. Madison St. Suite 300, Seattle, WA 98112

RIA

CRD#: 112499

Seattle, WA

Past

August 12, 2015 - October 18, 2018

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

SEATTLE, WA

Past

August 12, 2015 - October 18, 2018

J.P. MORGAN SECURITIES LLC

CRD#: 79

SEATTLE, WA

Past

March 31, 2015 - September 1, 2015

SANDER CAPITAL ADVISORS, INC.

RIA

CRD#: 112499

SEATTLE, WA

Past

May 19, 2014 - October 17, 2014

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

SEATTLE, WA

Past

May 19, 2014 - October 17, 2014

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

SEATTLE, WA

Past

February 13, 2014 - May 28, 2014

EQUITABLE ADVISORS, LLC

CRD#: 6627

BELLEVUE, WA

Past

March 4, 2008 - January 10, 2014

SANDER CAPITAL ADVISORS, INC.

RIA

CRD#: 112499

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SANDER CAPITAL ADVISORS, INC.

SANDER CAPITAL ADVISORS | SANDER CAPITAL ADVISORS, INC.

CRD#: 112499 / SEC#: 801-112452

RIA

Registered Investment Advisory firm - (2/28/2018 Approved)

Washington

Registered Investment Advisory firm - (3/26/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(11/20/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/20/2014

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/12/2008

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/13/2014

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 6/20/2012

National Commodity Futures Examination

Current Firm

SANDER CAPITAL ADVISORS, INC.

SANDER CAPITAL ADVISORS | SANDER CAPITAL ADVISORS, INC.

CRD#: 112499 / SEC#: 801-112452

RIA

Registered Investment Advisory firm - (2/28/2018 Approved)

Washington

Registered Investment Advisory firm - (3/26/2018 Terminated)

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Contact information

Main Address

4105 E. Madison St. Suite 300, Seattle, WA 98112

Mailing Address

Phone number

(206) 323-8822

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SANDER CAPITAL ADVISORS, INC. (1/10/2025)

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 217,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael M. Sander

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Mcdonald Sander's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

SANDER CAPITAL ADVISORS, INC.

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

EQUITABLE ADVISORS, LLC

SANDER CAPITAL ADVISORS, INC.

Primary Firm SEC Registration

SANDER CAPITAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/20/2014

Series 65

Date: 2/12/2008

SIE

Date: 10/1/2018

Series 7

Date: 2/13/2014

Series 3

Date: 6/20/2012

Current Firm

SANDER CAPITAL ADVISORS, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SANDER CAPITAL ADVISORS, INC.

TRUST BUT VERIFY

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