Cory A. Semel

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CRD#: 5492964

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Cory Alexander Semel, who also goes by Cory Semel, was a registered financial professional .

Cory is a previously registered financial professional and started their career in finance in 2008. Cory had worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 3 and Series 6 exams.

Aliases

Cory Semel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Semel Risk Consultants, llc. 6100 Plumas Str Suite 203 reno NV 89519, INSURANCE BUSINESS, GROUP BENEFITS, PROPERTY AND CASUALTY, LIFE, ANNUITIES, DI, LIC, WORKERS COMP, NO investment advisory services. REP WILL DEVOTE APPROX. 100 HRS PER MONTH AND THESE CLIENTS MAY BE advisory CLIENTS. (2) 2021 Nevada Independent Insurance Agents; Investment Related; Board Member; Non Profit Association; Henderson, NV 89053; Spends less than 10% of professional time/Few days a quarter; Attend Board Meetings/Conferences and Trade Shows

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 25, 2023 - August 14, 2026

PORTFOLIO MEDICS, LLC

RIA

CRD#: 145958

Reno, NV

Past

April 19, 2022 - November 9, 2022

ROYAL FUND MANAGEMENT, LLC

RIA

CRD#: 144434

Reno, NV

Past

July 15, 2020 - October 15, 2025

WEALTH WATCH ADVISORS, INC

RIA

CRD#: 172002

Reno, NV

Past

December 10, 2015 - October 14, 2025

MODERN CAPITAL ADVISORS, LLC

RIA

CRD#: 131117

RENO, NV

Past

July 21, 2015 - July 13, 2018

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

CRD#: 130390

Reno, NV

Past

May 21, 2013 - July 29, 2013

COUNTRY CAPITAL MANAGEMENT COMPANY

CRD#: 12060

RENO, NV

Past

April 19, 2011 - May 25, 2011

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

CRD#: 130390

RALEIGH, NC

Past

October 7, 2009 - December 8, 2009

WORLD CAPITAL BROKERAGE, INC.

CRD#: 37

LAS VEGAS, NV

Past

March 27, 2009 - August 17, 2009

FINANCIAL ADVISERS OF AMERICA, LLC

CRD#: 142170

LAS VEGAS, NV

Past

March 12, 2008 - January 14, 2009

PRUCO SECURITIES, LLC.

CRD#: 5685

LAS VEGAS, NV

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PORTFOLIO MEDICS, LLC

401 (K) MEDICS, LLC | PORTFOLIO MEDICS, LLC | 401(K) MEDICS, LLC,403(B) MEDICS, LLC

CRD#: 145958 / SEC#: 801-113846

RIA

Registered Investment Advisory firm - (8/16/2018 Approved)

Arizona

Registered Investment Advisory firm - (10/3/2018 Terminated)

California

Registered Investment Advisory firm - (5/13/2019 Terminated)

Florida

Registered Investment Advisory firm - (10/3/2018 Terminated)

Georgia

Registered Investment Advisory firm - (10/5/2018 Terminated)

Illinois

Registered Investment Advisory firm - (11/18/2011 Terminated)

Kentucky

Registered Investment Advisory firm - (10/3/2018 Terminated)

Minnesota

Registered Investment Advisory firm - (11/18/2011 Terminated)

New York

Registered Investment Advisory firm - (11/18/2011 Terminated)

North Carolina

Registered Investment Advisory firm - (10/5/2018 Terminated)

Ohio

Registered Investment Advisory firm - (10/3/2018 Terminated)

Oregon

Registered Investment Advisory firm - (10/3/2018 Terminated)

South Carolina

Registered Investment Advisory firm - (10/3/2018 Terminated)

Tennessee

Registered Investment Advisory firm - (10/4/2018 Terminated)

Texas

Registered Investment Advisory firm - (10/3/2018 Terminated)

Virginia

Registered Investment Advisory firm - (11/13/2015 Terminated)

West Virginia

Registered Investment Advisory firm - (11/18/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/11/2013

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/17/2008

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 7/13/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 12/15/2012

National Commodity Futures Examination

General Industry/Product Exam

Series 6

Date: 3/11/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PORTFOLIO MEDICS, LLC

401 (K) MEDICS, LLC | PORTFOLIO MEDICS, LLC | 401(K) MEDICS, LLC,403(B) MEDICS, LLC

CRD#: 145958 / SEC#: 801-113846

RIA

Registered Investment Advisory firm - (8/16/2018 Approved)

Arizona

Registered Investment Advisory firm - (10/3/2018 Terminated)

California

Registered Investment Advisory firm - (5/13/2019 Terminated)

Florida

Registered Investment Advisory firm - (10/3/2018 Terminated)

Georgia

Registered Investment Advisory firm - (10/5/2018 Terminated)

Illinois

Registered Investment Advisory firm - (11/18/2011 Terminated)

Kentucky

Registered Investment Advisory firm - (10/3/2018 Terminated)

Minnesota

Registered Investment Advisory firm - (11/18/2011 Terminated)

New York

Registered Investment Advisory firm - (11/18/2011 Terminated)

North Carolina

Registered Investment Advisory firm - (10/5/2018 Terminated)

Ohio

Registered Investment Advisory firm - (10/3/2018 Terminated)

Oregon

Registered Investment Advisory firm - (10/3/2018 Terminated)

South Carolina

Registered Investment Advisory firm - (10/3/2018 Terminated)

Tennessee

Registered Investment Advisory firm - (10/4/2018 Terminated)

Texas

Registered Investment Advisory firm - (10/3/2018 Terminated)

Virginia

Registered Investment Advisory firm - (11/13/2015 Terminated)

West Virginia

Registered Investment Advisory firm - (11/18/2011 Terminated)

PREMIUM

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Contact information

Main Address

27499 Riverview Center Blvd Suite 406, Bonita Springs, FL 34134

Mailing Address

Phone number

(239) 444-1766

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2B BROCHURE P HOLMES 11.25 (11/13/2025)

2B BROCHURE STUBER 11.25 (11/3/2025)

2B BROCHURE GALICI 10.25 (10/28/2025)

2B BROCHURE FERGUSON 9.25V2 (10/7/2025)

2B BROCHURE FORTUNATO 10.25 (10/1/2025)

2B BROCHURE CLARK 9.25 (9/30/2025)

2B BROCHURE LINK 9.25 (9/29/2025)

2B BROCHURE T MEAD 9.25 (9/11/2025)

2B BROCHURE M CAGLE 9.25 (9/10/2025)

2B BROCHURE F OHORE 9.25 (9/2/2025)

2B BROCHURE M JOELSON 8.25 (8/26/2025)

2B BROCHURE HACKNEY 8.25 (8/21/2025)

2B BROCHURE B BLACKLIDGE 7.25 (8/6/2025)

2B BROCHURE BRESSOUD 7.25 (8/1/2025)

2B BROCHURE B SCHWEITZER 7.25 (7/29/2025)

2B BROCHURE S JERRY 7.25 (7/25/2025)

2B BROCHURE ANDERS 7.25 (7/23/2025)

2B BROCHURE K LAMB 7.25 (7/1/2025)

2B BROCHURE J COLLINS 6.25 (6/24/2025)

2B BROCHURE R TAYLOR 6.25 (6/16/2025)

2B BROCHURE MARIA WAGNER 6.25 (6/9/2025)

2B BROCHURE D JENKINS 5.25 (5/29/2025)

2B BROCHURE T ALLISON 5.25 (5/22/2025)

2B BROCHURE DUDLEY 5.25 (5/21/2025)

2B BROCHURE R CAGLE 4.25V1 (4/8/2025)

2B BROCHURE HURLBERT 4.25 (4/8/2025)

2B BROCHURE SULLIVAN 4.25 (4/7/2025)

2B ANTMAN 3.25 (4/2/2025)

2B BROCHURE S SCHWESINGER 4.23 (3/14/2025)

2B BROCHURE I HILL 5.23 (3/14/2025)

2B BROCHURE C HILL 5.23 (3/14/2025)

2B BROCHURE M TRAN 10.23 (3/14/2025)

2B BROCHURE G WINTEROWD 10.23 (3/14/2025)

2B BROCHURE J WINTEROWD 10.23 (3/14/2025)

2B BROCHURE K BERTONNEAU (3/14/2025)

2B BROCHURE MAGETO 1.24 (3/14/2025)

2B FLIESS 1.24 (3/14/2025)

2B BROCHURE LY 3.24 (3/14/2025)

2B BROCHURE G MARKUS 5.24V1 (3/14/2025)

2B BROCHURE LAVICTOIRE 7.24 (3/14/2025)

2B BROCHURE SPECKMAN 7.24 (3/14/2025)

2B BROCHURE HEPBURN 7.24V1 (3/14/2025)

2B BROCHURE S PEREZ 8.24 (3/14/2025)

2B BROCHURE PARKER 9.24 (3/14/2025)

2B BROCHURE HELLBUSCH 9.24 (3/14/2025)

2B BROCHURE SPECKMAN 9.24 (3/14/2025)

MARIA GARZA 2B 10.24 (3/14/2025)

2B BROCHURE ROJAS 10.24 (3/14/2025)

2B BROCHURE DECKER 11.24V2 (3/14/2025)

2B BROCHURE ISLEMAN 11.24 (3/14/2025)

2B BROCHURE E SANTEE 11.24 (3/14/2025)

2B BROCHURE MCDONNELL 12.24 (3/14/2025)

2B BROCHURE ROGERS 1.25 (3/14/2025)

2B BROCHURE GIBSON 1.25 (3/14/2025)

2B BROCHURE WEBSTER 1.25 (3/14/2025)

2B BROCHURE GILLET 01.25 (3/14/2025)

2B ANGELUCCI 1.25 (3/14/2025)

2B BROCHURE YANG 01.25 (3/14/2025)

2B BROCHURE GARZA 1.25 (3/14/2025)

2A 2B BROCHUER JB JC 3.25 (3/14/2025)

2B BROCHURE HUBER (3/14/2025)

2B BROCHURE HAMEL 2.23 (3/14/2025)

2B BROCHURE SCHLECHTER (3/14/2025)

PM 2B PEREZ 11.20 (3/14/2025)

2B BROCHURE KASERMAN (3/14/2025)

2B BROCHURE GRIFFITH 2.21 (3/14/2025)

CROYSDALE 2B 2.21 (3/14/2025)

2B BROCHURE PETTICORD 5.21 (3/14/2025)

2B BROCHURE MOLINA 8.21 (3/14/2025)

2B BROCHURE ANGELUCCI 10.21 (3/14/2025)

2B BROCHURE NEFF 02.22 (3/14/2025)

2B BROCHURE EVANS 04.22 (3/14/2025)

2B BROCHURE ROBERT ABORN 5.22 (3/14/2025)

2B BROCHURE DARRYL BULL 6.22 (3/14/2025)

2B BROCHURE J GIBSON 7.22 (3/14/2025)

2B BROCHURE JOSEPH PASQUINELLI 08.22 (3/14/2025)

2B BROCHURE R SIMPSON 8.22 (3/14/2025)

2B BROCHURE D WAGNER 09.22 (3/14/2025)

2B BROCHURE T MICHALOWSKI 10.22 (3/14/2025)

2B BROCHURE ROSEMAN 10.22 (3/14/2025)

2B BROCHURE POLINA 3.21 (3/14/2025)

2B BROCHURE DIAZE 11.22V1 (3/14/2025)

2B BROCHURE TYSON 12.22 (3/14/2025)

2B BROCHURE LEONE 01.23 (3/14/2025)

PM MCFADDEN 2B BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts	3,702
AUM (Assets Under Management)	$ 552,733,331

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Cory A. Semel

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ROYAL FUND MANAGEMENT, LLC

WEALTH WATCH ADVISORS, INC

MODERN CAPITAL ADVISORS, LLC

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

COUNTRY CAPITAL MANAGEMENT COMPANY

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

WORLD CAPITAL BROKERAGE, INC.

FINANCIAL ADVISERS OF AMERICA, LLC

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

PORTFOLIO MEDICS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/11/2013

Series 65

Date: 12/17/2008

SIE

Date: 7/13/2018

Series 3

Date: 12/15/2012

Series 6

Date: 3/11/2008

Current Firm

PORTFOLIO MEDICS, LLC

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PORTFOLIO MEDICS, LLC

TRUST BUT VERIFY

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