Joshua P. Denney

SGL INVESTMENT ADVISORS

Missoula, MT 59802-4328

Some features on this profile are disabled

CRD#: 5492542

Professional summary

Joshua Paul Denney is a registered financial advisor currently at SGL INVESTMENT ADVISORS, INC. located in Missoula, Montana and S.G. LONG & COMPANY located in Missoula, Montana.

Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Joshua has worked at 2 firms and has passed the Series 66, SIE, Series 86, Series 87, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SGL Investment Advisors - Investment-related (firm affiliate) - 283 West Front St., Ste. 302, Missoula, MT, 59802 - SEC Registered Investment Adviser - Director of Fixed Income and Financial Advisor - 05/2008 - approximately 150 hours per month during trading hours. Pennici Brothers LLC; not investment related; home address; Collectibles (Baseball Cards); Owner; start date 5/30/2024; variable hours- none during trading hours; buy/sell collectible items

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Paul Denney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 7, 2011 - Present

SGL INVESTMENT ADVISORS, INC.

Office #1: 283 W. Front Street Suite 302, Missoula, MT 59802-4328

RIA

CRD#: 145167

Missoula, MT

Current

January 17, 2018 - Present

S.G. LONG & COMPANY

Office #1: 283 W Front Street Suite 302, Missoula, MT 59802

RIA

CRD#: 47511

Missoula, MT

Current

July 18, 2008 - Present

S.G. LONG & COMPANY

Office #1: 283 W Front Street Suite 302, Missoula, MT 59802

RIA

CRD#: 47511

Missoula, MT

Past

August 19, 2008 - December 31, 2010

S.G. LONG & COMPANY

RIA

CRD#: 47511

MISSOULA, MT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SGL INVESTMENT ADVISORS, INC.

SGL INVESTMENT ADVISORS, INC. | SGL INVESTMENT ADVISORY, INC.

CRD#: 145167 / SEC#: 801-80443

RIA

Registered Investment Advisory firm - (10/14/2014 Approved)

Montana

Registered Investment Advisory firm - (7/10/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/28/2025)

Montana
(8/18/2008)

IAR

Montana
(2/7/2011)

IAR

Texas
(1/18/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/14/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 86

Date: 6/29/2011

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 5/17/2011

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 7/17/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 2/28/2020

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

SGL INVESTMENT ADVISORS, INC.

SGL INVESTMENT ADVISORS, INC. | SGL INVESTMENT ADVISORY, INC.

CRD#: 145167 / SEC#: 801-80443

RIA

Registered Investment Advisory firm - (10/14/2014 Approved)

Montana

Registered Investment Advisory firm - (7/10/2015 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

283 W. Front Street Suite 302, Missoula, MT 59802-4328

Mailing Address

Phone number

(406) 721-0999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SGL INVESTMENT ADVISORS, INC. BROCHURE (9/26/2025)

Regulatory assets under management

Total Number of Accounts	1,236
AUM (Assets Under Management)	$ 391,569,109

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Steven Newman

ALLSTATE FINANCIAL SERVICES, LLC

LINCOLN, NE

Bradley Searles

J.P. MORGAN SECURITIES LLC

NEW YORK, NY

Allison Moran

ONEAMERICA SECURITIES, INC.

Lincolnshire, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joshua P. Denney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Paul Denney's CRS (Customer Relationship Summary).

Certified licenses

Experience

S.G. LONG & COMPANY

S.G. LONG & COMPANY

S.G. LONG & COMPANY

Primary Firm SEC Registration

SGL INVESTMENT ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/14/2008

SIE

Date: 10/1/2018

Series 86

Date: 6/29/2011

Series 87

Date: 5/17/2011

Series 7

Date: 7/17/2008

Series 4

Date: 2/28/2020

FINRA

Current Firm

SGL INVESTMENT ADVISORS, INC.

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SGL INVESTMENT ADVISORS, INC.

TRUST BUT VERIFY

Similar Advisors