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Ryan L Sobel

Ryan L. Sobel

SOBEL FINANCIAL LLC
Denver, CO 80222
Some features on this profile are disabled
CRD#: 5492246
Ryan L Sobel

Professional summary

Ryan L Sobel, CFP®, ChFC®, who also goes by Ryan Louis Sobel, is a registered financial advisor currently at SOBEL FINANCIAL LLC located in Denver, Colorado.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Ryan has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ryan Louis Sobel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan L Sobel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2013

ChFC®

Chartered Financial Consultant

Experience

Current

September 11, 2019 - Present

SOBEL FINANCIAL LLC

Office #1: 2000 S. Colorado Blvd. Building 1, Suite 2000, Denver, CO 80222
RIA
CRD#: 304019
Denver, CO
Past

January 11, 2012 - June 17, 2019

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
GREENWOOD VILLAGE, CO
Past

April 1, 2011 - June 17, 2019

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
GREENWOOD VILLAGE, CO
Past

September 4, 2008 - September 10, 2010

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(9/11/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/11/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/8/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/3/2008
General Securities Representative Examination

Current Firm

SF
SOBEL FINANCIAL LLC
SOBEL FINANCIAL | SOBEL FINANCIAL LLC

CRD#: 304019 / SEC#:

Colorado
Registered Investment Advisory firm - (9/11/2019 Approved)
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Contact information

Main Address
2000 S. Colorado Blvd. Building 1, Suite 2000, Denver, CO 80222
Mailing Address
Phone number
(720) 583-8222
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts129
AUM (Assets Under Management)$ 13,611,090

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SOBEL FINANCIAL LLC

CRD#: 304019Denver, CO 80222

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