Ryan L. Sobel

SOBEL FINANCIAL LLC

Denver, CO 80222

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CRD#: 5492246

Professional summary

Ryan L Sobel, CFP®, ChFC®, who also goes by Ryan Louis Sobel, is a registered financial advisor currently at SOBEL FINANCIAL LLC located in Denver, Colorado.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Ryan has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ryan Louis Sobel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Sobel Enterprises LLC; Not investment Related; This is an LLC that I set up for insurance business; Start: 01/06/2017; Address: 2000 S. Colorado Blvd., Tower 1, Suite 2000, Denver, CO 80222; 30 bus hrs per month (2) Red Chair Finance LLC; Investment-related; Denver, CO 80222; Financial Planning Software; Co-Founder; 01/2020; 5 hr; Software development and sales. (3) Advisor Platinum LLC; Not Investment-related; Denver, CO 80222; Coaching and the development of software; Owner; 02/2024; 15 hr; Productivity coaching and mgmt of software engineers and development of the software. (4) Hillcrest Business Consulting, LLC; Not Investment-related; Denver, CO 80222; Mindset and Productivity Coaching; Owner; 01/2024; 7 hr; Coaching individuals on productivity and mindset. (5) Flow Master Chef; Not investment related; Denver, CO; Co-Founder; 11/2024; 5/ HRS MO; development and sales of a cooking application. (6) Life Flow Performance Coaching, LLC; No; 12/2024; Denver, CO; Co-Founder; 7/ HRS MO; company that coaches people in the flow state to enhance performance results for business owners.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan L Sobel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

ChFC^®

Chartered Financial Consultant

Experience

Current

September 11, 2019 - Present

SOBEL FINANCIAL LLC

Office #1: 2000 S. Colorado Blvd. Building 1, Suite 2000, Denver, CO 80222

RIA

CRD#: 304019

Denver, CO

Past

January 11, 2012 - June 17, 2019

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

GREENWOOD VILLAGE, CO

Past

April 1, 2011 - June 17, 2019

PARK AVENUE SECURITIES LLC

CRD#: 46173

GREENWOOD VILLAGE, CO

Past

September 4, 2008 - September 10, 2010

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(9/11/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/11/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/8/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/3/2008

General Securities Representative Examination

Current Firm

SOBEL FINANCIAL LLC

SOBEL FINANCIAL | SOBEL FINANCIAL LLC

CRD#: 304019 / SEC#:

Colorado

Registered Investment Advisory firm - (9/11/2019 Approved)

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Contact information

Main Address

2000 S. Colorado Blvd. Building 1, Suite 2000, Denver, CO 80222

Mailing Address

Phone number

(720) 583-8222

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	129
AUM (Assets Under Management)	$ 13,611,090

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ryan L. Sobel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan L Sobel's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOBEL FINANCIAL LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/11/2011

Series 63

Date: 9/8/2008

SIE

Date: 10/1/2018

Series 7

Date: 9/3/2008

Current Firm

SOBEL FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SOBEL FINANCIAL LLC

TRUST BUT VERIFY

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