Jerad Sorgenfrei

PRIMUS WEALTH ADVISORS LLC

York, NE

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CRD#: 5492233

Professional summary

Jerad Sorgenfrei, who also goes by Jerad J Sorgenfrei, is a registered financial advisor currently at PRIMUS WEALTH ADVISORS LLC located in York, Nebraska.

Jerad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Jerad has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jerad J Sorgenfrei

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerad Sorgenfrei's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 2018 - Present

PRIMUS WEALTH ADVISORS LLC

RIA

CRD#: 289438

York, NE

Past

June 25, 2015 - August 8, 2018

BEDROCK INVESTMENT ADVISORS

RIA

CRD#: 173131

YORK, NE

Past

August 5, 2009 - July 22, 2015

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

SCOTTSDALE, AZ

Past

August 5, 2009 - July 22, 2015

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

SCOTTSDALE, AZ

Past

June 9, 2008 - February 13, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PHOENIX, AZ

Past

April 30, 2008 - February 13, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PHOENIX, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(8/10/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/2/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/22/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/28/2008

General Securities Representative Examination

Current Firm

PRIMUS WEALTH ADVISORS LLC

CRD#: 289438 / SEC#:

Arizona

Registered Investment Advisory firm - (10/27/2025 Termination Requested)

Nebraska

Registered Investment Advisory firm - (6/7/2018 Approved)

Texas

Registered Investment Advisory firm - (11/14/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

York, NE

Mailing Address

Phone number

(480) 636-6272

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 24,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jerad Sorgenfrei

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerad Sorgenfrei's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIMUS WEALTH ADVISORS LLC

BEDROCK INVESTMENT ADVISORS

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 6/2/2008

SIE

Date: 7/22/2015

Series 7

Date: 4/28/2008

Current Firm

PRIMUS WEALTH ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PRIMUS WEALTH ADVISORS LLC

TRUST BUT VERIFY

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