Jeffrey H. Macdonald
INVESTMENT MANAGEMENT & PLANNING LLC
Fort Myers, FL 33919
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CRD#: 5491845
Professional summary
Jeffrey H. Macdonald, CFP® is a registered financial advisor currently at INVESTMENT MANAGEMENT & PLANNING LLC located in Fort Myers, Florida and LPL FINANCIAL LLC located in Fort Myers, Florida.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Jeffrey has worked at 3 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 06/29/2010 - INVESTMENT MANAGEMENT & PLANNING, LLC - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 08/27/2010 - DBA ONLY - TAX PURPOSES ONLY, MACDONALD WEALTH ADVISORS, LLC, TAX PURPOSES ONLY - NOT HELD OUT TO THE PUBLIC. 3. 06/02/2011: REGISTERED INVESTMENT ADVISOR / INV REL - (FP) INVESTMENT MANAGEMENT & PLANNING, LLC / TIME SPENT 5%/ GREENVILLE, DE 4. 07/31/2015 - INVESTMENT MANAGEMENT & PLANNING, LLC - INV REL - 20 MONTCHANIN ROAD, SUITE 270 GREENVILLE, DE 19807 - REGISTERED INVESTMENT ADVISOR - START 04/28/2015 - 160 HOURS PER MONTH, 160 DURING TRADING - ADVISOR WILL SERVE AS AN INVESTMENT ADVISOR REPRESENTATIVE UNDER THE INVESTMENT MANAGEMENT & PLANNING, LLC RI
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey H. Macdonald's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
May 29, 2014 - Present
INVESTMENT MANAGEMENT & PLANNING LLC
Office #1: 6361 Presidential Court Unit C-108, Fort Myers, FL 33919RIA
CRD#: 146041
Fort Myers, FL
Current
July 26, 2010 - Present
LPL FINANCIAL LLC
Office #1: 6361 Presidential Ct Unit C-108, Fort Myers, FL 33919-3543Office #2: 20 Montchanin Rd, Ste 270, Greenville, DE 19807RIA
BD
CRD#: 6413
FORT MYERS, FL
Past
July 26, 2010 - September 7, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
SANIBEL, FL
Past
April 28, 2008 - July 27, 2010
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
NEWARK, DE
Past
April 8, 2008 - July 27, 2010
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
NEWARK, DE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IM
INVESTMENT MANAGEMENT & PLANNING LLC
INVESTMENT MANAGEMENT & PLANNING LLC
CRD#: 146041 / SEC#: 801-107553
RIA
Registered Investment Advisory firm - (4/4/2016 Approved)Delaware
Registered Investment Advisory firm - (2/27/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/22/2025)
RR
California(7/26/2010)
RR
Connecticut(5/30/2014)
RR
Delaware(7/26/2010)
IAR
Delaware(5/29/2014)
RR
Florida(7/26/2010)
IAR
Florida(2/8/2017)
RR
Illinois(7/26/2010)
RR
Maine(11/2/2020)
RR
Maryland(7/26/2010)
RR
Massachusetts(7/26/2010)
RR
New Hampshire(7/26/2010)
RR
New Jersey(7/26/2010)
RR
New York(1/29/2015)
RR
North Carolina(8/17/2012)
RR
Ohio(11/25/2013)
RR
Pennsylvania(7/26/2010)
RR
Puerto Rico(11/16/2012)
RR
Virginia(7/26/2010)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IM
INVESTMENT MANAGEMENT & PLANNING LLC
INVESTMENT MANAGEMENT & PLANNING LLC
CRD#: 146041 / SEC#: 801-107553
RIA
Registered Investment Advisory firm - (4/4/2016 Approved)Delaware
Registered Investment Advisory firm - (2/27/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
20 Montchanin Road Suite 270, Greenville, DE 19807
Mailing Address
Phone number
(302) 654-5449
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 492 |
| AUM (Assets Under Management) | $ 205,167,419 |
Red Flags
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Company Information
INVESTMENT MANAGEMENT & PLANNING LLC
CRD#: 146041Fort Myers, FL 33919TRUST BUT VERIFY
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