Donald A. Wong

DNA FINANCIAL

Las Vegas, NV 89146

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CRD#: 5491489

Professional summary

Donald Anthony Wong JR., who also goes by Donald Anthony Wong, Donald A Wong, is a registered financial advisor currently at DNA FINANCIAL located in Las Vegas, Nevada.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Donald has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Donald Anthony Wong | Donald A Wong

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DWJ AGENCY, 3726 LAS VEGAS BLVD, LAS VEGAS, NV CATEGORY: OTHER INVESTMENT-RELATED: YES TITLE: OWNER DUTIES: DBA USED FOR NON-SECURITIES AND ADVISORY ACTIVITIES MARKETED TO SPORTS AND ENTERTAINMENT CLIENTS, START DATE: 7/2008 HOURS PER MONTH: 0 HOURS PER MONTH DURING TRADING HOURS: 0 2) NAME AND ADDRESS: DONALD A WONG JR INSURANCE AGENCY DBA COSMOPOLITAN INSURANCE GROUP, 9550 S EASTERN AVE. SUITE 220, LAS VEGAS NV 89123 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT/OWNER DUTIES: OFFERS ACCIDENT INSURANCE, DISABILITY INSURANCE, PROPERTY AND CASUALTY INSURANCE PRODUCTS START DATE: 10/2013 HOURS PER MONTH: 80 HOURS PER MONTH DURING TRADING HOURS: 80 6)DNA Financials, Inc., 8925 W FLAMINGO ROAD, UNIT 106, LAS VEGAS, NV 89147 Category: Insurance Investment -Related: Yes Title: Owner, Agent Duties: Brand name used to offers disability insurance, fixed/indexed annuities and traditional life insurance products. Start Date: 5/1/2016 Hours per month: 120 Hours per month during trading hours: 120

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Anthony Wong JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 16, 2022 - Present

DNA FINANCIAL

Office #1: 5440 W Sahara Ave Ste. 301, Las Vegas, NV 89146

RIA

CRD#: 323069

Las Vegas, NV

Past

February 28, 2014 - August 16, 2019

OSAIC FS, INC.

CRD#: 3870

LAS VEGAS, NV

Past

July 31, 2008 - December 3, 2013

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

LAS VEGAS, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(12/16/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/8/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/21/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/30/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DNA FINANCIAL

DNA FINANCIAL | DWJ, LLC

CRD#: 323069 / SEC#:

Nevada

Registered Investment Advisory firm - (12/16/2022 Approved)

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Contact information

Main Address

5440 W Sahara Ave Ste. 301, Las Vegas, NV 89146

Mailing Address

201 Las Vegas Blvd S. 2215, Las Vegas, NV 89125

Phone number

(702) 750-2222

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	23
AUM (Assets Under Management)	$ 1,061,830

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Donald A. Wong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Anthony Wong JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

DNA FINANCIAL

OSAIC FS, INC.

FARMERS FINANCIAL SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/8/2020

Series 63

Date: 6/21/2008

SIE

Date: 10/1/2018

Series 6

Date: 7/30/2008

Current Firm

DNA FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DNA FINANCIAL

TRUST BUT VERIFY

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