AO
Ara Oghoorian
ACAP ASSET MANAGEMENT
LA VERNE, CA
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CRD#: 5491367
AO
Professional summary
Ara Oghoorian, CFP® is a registered financial advisor currently at ACAP ASSET MANAGEMENT, INC. located in La Verne, California.
Ara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Ara has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mission Valley Bank
Nature of business: commerical banking
Position/Title: Board member
Address: 9116 Sunland Blvd. Sun Valley, CA 91352
Start date: March 27, 2018
Approximate number of hours: 2-3 hours per month. All during market hours.
Duties: oversee management of the bank, oversee bank financial performance, and review/approve bank policies and procedures.
Orbit Health
Nature of business: telemedicine
Position/Title: Board member
Address: 17412 Ventura Blvd., Suite 1000, Encino, CA 91316
Start date: February 27, 2018
Approximate number of hours: 1-2 hours per month. None during market hours.
Duties: Work with management to grow the company.
ACap Accounting Services, Inc.
Certified Public Accountant
Start Date: 6/12/2017
Accounting firm
Non-investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Ara Oghoorian's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
May 15, 2009 - Present
ACAP ASSET MANAGEMENT, INC.
RIA
CRD#: 149452
LA VERNE, CA
Past
November 21, 2008 - August 5, 2009
AEGIS WEALTH
RIA
CRD#: 134429
BETHESDA, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ACAP ASSET MANAGEMENT, INC.
ACAP ASSET MANAGEMENT, INC. | ARA CAPITAL ASSET MANAGEMENT, INC.
CRD#: 149452 / SEC#: 801-118117
RIA
Registered Investment Advisory firm - (2/21/2020 Approved)California
Registered Investment Advisory firm - (4/25/2020 Terminated)Texas
Registered Investment Advisory firm - (3/26/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/15/2009)
IAR
Texas(3/9/2018)
Current Firm
AA
ACAP ASSET MANAGEMENT, INC.
ACAP ASSET MANAGEMENT, INC. | ARA CAPITAL ASSET MANAGEMENT, INC.
CRD#: 149452 / SEC#: 801-118117
RIA
Registered Investment Advisory firm - (2/21/2020 Approved)California
Registered Investment Advisory firm - (4/25/2020 Terminated)Texas
Registered Investment Advisory firm - (3/26/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
12031 Ventura Blvd Suite 1, Studio City, CA 91604
Mailing Address
Phone number
(818) 272-8511
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,204 |
| AUM (Assets Under Management) | $ 218,036,541 |
Red Flags
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