Andrew C. Ranieri
Professional summary
Andrew C Ranieri, who also goes by Andrew C Ranieri, Andrew Christopher Ranieri, Andrew Ranieri, is a registered financial professional currently at TD SECURITIES (USA) LLC located in New York, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2008. Andrew has worked at 5 firms and has passed the Series 66, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew C Ranieri's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 6, 2025 - Present
TD SECURITIES (USA) LLC
Office #1: One Vanderbilt Avenue, New York, NY 10017December 1, 2020 - January 10, 2025
MORGAN STANLEY & CO. LLC
February 20, 2014 - November 25, 2020
STIFEL, NICOLAUS & COMPANY, INCORPORATED
August 20, 2012 - February 12, 2014
SIDOTI & COMPANY, LLC
December 4, 2008 - February 21, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 16, 2008 - February 21, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/6/2025)
Exams
FINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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