John M. Tabb

MODERN CAPITAL MANAGEMENT, CO.

Charleston, SC

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CRD#: 5491255

Professional summary

John Marshall Tabb III, CFP®, who also goes by John M Tabb, is a registered financial advisor currently at MODERN CAPITAL MANAGEMENT, CO. located in Charleston, South Carolina.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. John has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John M Tabb

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Marshall Tabb III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CRD#: 7691

CHARLESTON, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MODERN CAPITAL MANAGEMENT, CO.

CRD#: 306631 / SEC#: 801-117876

RIA

Registered Investment Advisory firm - (1/2/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(2/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/27/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/12/2008

General Securities Representative Examination

Current Firm

MODERN CAPITAL MANAGEMENT, CO.

CRD#: 306631 / SEC#: 801-117876

RIA

Registered Investment Advisory firm - (1/2/2020 Approved)

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Contact information

Main Address

Mt Pleasant, SC

Mailing Address

Phone number

(843) 892-0244

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

MODERN CAPITAL MANAGEMENT COMPANY 2025 FORM ADV 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	17
AUM (Assets Under Management)	$ 100,752,195

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John M. Tabb

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Marshall Tabb III's CRS (Customer Relationship Summary).

Certified licenses

Experience

MODERN CAPITAL MANAGEMENT, CO.

QUESTIS

QUESTIS PORTFOLIO PARTNERS, LLC

UPPI ADVISORS, LLC

QUESTIS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

MODERN CAPITAL MANAGEMENT, CO.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/27/2008

Series 7

Date: 5/12/2008

Current Firm

MODERN CAPITAL MANAGEMENT, CO.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MODERN CAPITAL MANAGEMENT, CO.

TRUST BUT VERIFY

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