Tara C. Bansal

PRINCETON GLOBAL ASSET MANAGEMENT LLC

Princeton, NJ 08542

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CRD#: 5491146

Professional summary

Tara Conti Bansal, CFP®, who also goes by Tara Anne Conti, Tara Conti Gardner, is a registered financial advisor currently at PRINCETON GLOBAL ASSET MANAGEMENT LLC located in Princeton, New Jersey.

Tara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Tara has worked at 5 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tara Anne Conti | Tara Conti Gardner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Ms. Bansal provides life coaching services. She spends approximately five hours a month on this activity. 2) She also teaches at Princeton Adult School every fall and spring. These sessions typically involve five weekly one hour sessions.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tara Conti Bansal's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

April 7, 2022 - Present

PRINCETON GLOBAL ASSET MANAGEMENT LLC

Office #1: 17 Hulfish Street Suite 240, Princeton, NJ 08542

RIA

CRD#: 146644

Princeton, NJ

Past

March 23, 2017 - December 12, 2023

POSITIVE IMPACT CONSULTING LLC

RIA

CRD#: 287575

PRINCETON, NJ

Past

October 15, 2015 - August 12, 2016

NOVI WEALTH PARTNERS

RIA

CRD#: 166539

PRINCETON, NJ

Past

July 23, 2013 - July 2, 2015

GLEN EAGLE WEALTH, LLC

RIA

CRD#: 124504

PRINCETON, NJ

Past

March 28, 2008 - July 18, 2013

MAIN STREET FINANCIAL SOLUTIONS, LLC

RIA

CRD#: 146118

PENNINGTON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRINCETON GLOBAL ASSET MANAGEMENT LLC

CRD#: 146644 / SEC#: 801-71305

RIA

Registered Investment Advisory firm - (4/9/2010 Approved)

Texas

Registered Investment Advisory firm - (4/22/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(4/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/27/2008

Uniform Investment Adviser Law Examination

Current Firm

PRINCETON GLOBAL ASSET MANAGEMENT LLC

CRD#: 146644 / SEC#: 801-71305

RIA

Registered Investment Advisory firm - (4/9/2010 Approved)

Texas

Registered Investment Advisory firm - (4/22/2010 Terminated)

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Contact information

Main Address

17 Hulfish Street Suite 240, Princeton, NJ 08542

Mailing Address

Phone number

(609) 945-1781

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRINCETON GLOBAL ASSET MANAGEMENT, LLC FORM ADV PART 2A: FIRM BROCHURE (5/13/2025)

Regulatory assets under management

Total Number of Accounts	1,164
AUM (Assets Under Management)	$ 782,787,247

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tara C. Bansal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tara Conti Bansal's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRINCETON GLOBAL ASSET MANAGEMENT LLC

POSITIVE IMPACT CONSULTING LLC

NOVI WEALTH PARTNERS

GLEN EAGLE WEALTH, LLC

MAIN STREET FINANCIAL SOLUTIONS, LLC

Primary Firm SEC Registration

PRINCETON GLOBAL ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/27/2008

Current Firm

PRINCETON GLOBAL ASSET MANAGEMENT LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRINCETON GLOBAL ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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