Matthew E. Chase
STRATEGIC ADVISERS LLC | Vice President, Wealth Planner
BREA, CA
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CRD#: 5491067
Professional summary
Matthew E Chase, CFP®, who also goes by Matthew Earl Chase, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Brea, California and FIDELITY BROKERAGE SERVICES LLC located in Newport Beach, California.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Matthew has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
I have been with Fidelity for 15 years. I have a true passion for wealth planning and take pride in helping clients work toward their financial goals. Fidelity offers a suite of resources and strategies to make retirement and investment planning as simple as possible. I look forward to working with you to create and execute a plan that makes sense for you and your family.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew Earl Chase
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew E Chase's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
Brigham Young University
Bachelor of Business Administration - Financial Services, Economics
2007
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1600 Newport Center Dr Ste 100, Newport Beach, CA 92660-6208RIA
CRD#: 104555
BREA, CA
Current
April 8, 2008 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1600 Newport Ctr Dr Ste 100, Newport Beach, CA 92660BD
CRD#: 7784
Newport Beach, CA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
NEWPORT BEACH, CA
Past
April 25, 2011 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
BREA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/3/2025)
RR
Alaska(1/3/2025)
RR
Arizona(5/6/2008)
RR
Arkansas(1/3/2025)
RR
California(5/6/2008)
IAR
California(3/31/2025)
RR
Colorado(1/3/2025)
RR
Connecticut(9/27/2019)
RR
Delaware(1/3/2025)
RR
District of Columbia(1/3/2025)
RR
Florida(4/23/2020)
RR
Georgia(1/3/2025)
RR
Hawaii(1/3/2025)
RR
Idaho(1/3/2025)
RR
Illinois(1/3/2025)
RR
Indiana(1/3/2025)
RR
Iowa(1/3/2025)
RR
Kansas(1/3/2025)
RR
Kentucky(1/3/2025)
RR
Louisiana(1/3/2025)
RR
Maine(1/3/2025)
RR
Maryland(1/3/2025)
RR
Massachusetts(1/3/2025)
RR
Michigan(3/25/2023)
RR
Minnesota(1/3/2025)
RR
Mississippi(1/3/2025)
RR
Missouri(1/3/2025)
RR
Montana(1/3/2025)
RR
Nebraska(1/3/2025)
RR
Nevada(9/11/2008)
RR
New Hampshire(1/3/2025)
RR
New Jersey(1/3/2025)
RR
New Mexico(1/3/2025)
RR
New York(8/9/2017)
RR
North Carolina(1/3/2025)
RR
North Dakota(1/3/2025)
RR
Ohio(1/6/2025)
RR
Oklahoma(1/3/2025)
RR
Oregon(6/4/2021)
RR
Pennsylvania(1/3/2025)
RR
Puerto Rico(1/3/2025)
RR
Rhode Island(1/3/2025)
RR
South Carolina(1/3/2025)
RR
South Dakota(1/3/2025)
RR
Tennessee(1/3/2025)
RR
Texas(1/3/2025)
IAR
Texas(3/31/2025)
RR
Utah(1/5/2016)
RR
Vermont(1/3/2025)
RR
Virgin Islands(1/3/2025)
RR
Virginia(1/3/2025)
RR
Washington(7/11/2023)
RR
West Virginia(1/3/2025)
RR
Wisconsin(1/7/2022)
RR
Wyoming(1/3/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Wealth PlannerCRD#: 104555Brea, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
